This document was
originally presented June 28, 2002, at a seminar sponsored by Lorman
Education Services on the subject of "What you need to know
about Public Records and Open Meetings in New Hampshire."
Table
of Contents
I.
Overview
This material is designed to provide the reader with a working
knowledge of the law regarding access to public records. The goal of
this material is to leave the professional better equipped to make
prudent judgments regarding access to public records whether in the
context of a municipal organization or on behalf of individuals seeking
access to public records.
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Contents
II.
Public Policy and Public
Records
This State has a clear public policy on the public's right of access.
This policy has been deemed so vital to the State that it has been
incorporated within the New Hampshire Constitution. Part I, Article 8
observes that:
All power residing originally in, and being derived from the people,
all the magistrates and officers of government are their substitutes and
agents, and at all times accountable to them. Government, therefore,
should be open, accessible, accountable and responsive. To that end, the
public's right of access to governmental proceedings and records shall
not be unreasonably restricted." NH Const. Part I, Art. 8.
This broad statement of public policy is further defined in NH RSA
91-A:1
Openness in the conduct of public business is essential to a
democratic society. The purpose of this chapter is to ensure both the
greatest possible public access to the actions, discussions and record
of all public bodies, and their accountability to the people.
NH RSA 91-A:1.
Practice
Pointer: When you are caught up in the thicket of details pertaining to
a request for access to the public records it is vital that you step
back and consider the underlying public policy considerations. Ask
yourself the following questions: Am I unreasonably restricting access?
Does my position preserve the fundamental presumption of openness,
accessibility, accountability and responsiveness. Will my response to
this records request further the public policy favoring "the
greatest possible public access"?
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III.
The Presumption
Lest there be any doubt, New Hampshire has a clear presumption
favoring disclosure of public records. It is settled law in New
Hampshire that restrictions on access must be reasonable, and exemptions
from disclosure will be interpreted in a restrictive fashion. See
e.g., Goode v. New Hampshire Office of Legislative Budget Assistant,
145 NH 451, 767 A.2d 393 (2000).
Practice
Pointer: Any public official presented with a request for access to a
public record must keep in mind this presumption. If you elect
non-disclosure of a public record, you must ask yourself: Does my
decision not to disclose this record fit squarely within an available
exemption? Absent your ability to answer unequivocally in the
affirmative, you must bear in mind that your close call not to disclose
will most likely be construed against you by the judiciary.
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IV.
Defining What is a Public
Record
The first hallmark of a public record is that it must either be the
product or possession of a public body. As a general rule, public
records can only be generated by public bodies, although in some
circumstances private entities assuming public functions, can create
public records. Therefore, we know that any board or commission of any
state agency or authority has the capacity to create public records.
Similarly, any board, commission, agency or authority of any county,
town, municipal corporation, school district, school administrative
unit, charter school, or other political subdivision or any committee,
subcommittee or subordinate body thereof, or advisory committee thereto
has the capacity to generate a public record. We also know from the case
of Bradbury v. Shaw, 116 NH 388 (1976) that while not all
entities that work for or with the government are subject to the Right
to Know Law, entities which perform governmental functions, are more
likely than not subject to the Right to Know Law. For example,
industrial commissions, advisory committees and the like have the
capacity to create public records.
The Right to Know Law does not actually define the term "public
record." However, we can glean from the provisions of NH RSA 91-A
certain records which are unequivocally defined as "public
records." They are as follows.
A. Minutes of All Public Proceedings
NH RSA 91-A:2 (II) clearly defines minutes of all public proceedings
as a public record. Minimally sufficient minutes of meetings include the
following:
Practice
Pointer: Passing muster with a minimally sufficient minute for purposes
of NH RSA 91-A:2 (II) is of little comfort in the context of an
administrative decision. Whether the matter involves a decision at a
public hearing by the board of selectmen, the zoning board of adjustment
or a planning board, it is important that the minutes include the
reasons for the board's decision. Absent such, the practitioner may find
themselves scrambling to supplement the record or even worse, the
subject of a remand for purposes of clarifying the record.
B. Minutes of All Non-Public Proceedings
The decision by a body or agency to enter into non-public session
does not liberate it of the requirement to create a public record. In
fact, NH RSA 91-A:3 (III) requires that certain minutes of proceedings
in non-public session shall be kept. There is no reason to believe that
the minutes of a non-public session contain less than the components set
forth above for public session minutes.
Practice
Pointer: Absent an affirmative motion to seal the minutes, you may
assume that minutes of non-public sessions are public records. The
purpose of the motion to seal is to create a record that the board has
indeed determined that divulgence of the information "likely would
affect adversely the reputation of any person other than a member of the
body or agency itself or render the proposed action ineffective."
C. Municipal Records
NH RSA 33-A (IV) defines municipal records as "all municipal
records, reports, minutes, tax records, ledgers, journals, checks,
bills, receipts, warrants, payrolls, deeds and any other written or
computerized material that may be designated by the [municipal records]
board." See NH RSA 33-A:1.
It is clear from NH RSA 91-A:4 that the term "public
records" is broader than the minutes of meetings of the bodies or
agencies. Absent the existence of an exemption or a valid vote to seal,
one can assume that essentially all municipal records are subject to
classification as public records.
Practice
Pointer: The simple definition of a public record is any record created
or held by a municipal entity which has not been exempted from
disclosure.
D. All Notes, Materials, Tapes Or Other Sources Used for
Compiling The Minutes of Meetings
NH RSA 91-A:4 (II) clearly indicates that "all notes, materials,
tapes or other sources used for compiling the minutes of meetings"
are considered public records unless their disclosure is explicitly
prohibited by statute or falls within the exemptions of NH RSA 91-A:5.
E. Examples of Records Deemed Public
1. Court Case Records
There is a presumption that court case records are public. The burden
of proof rests with the party seeking non-disclosure of court records to
demonstrate with specificity that there is some overriding consideration
or special circumstance, that has "a sufficiently compelling
interest" as to outweigh the public's right of access to those
records. See Douglas v. Douglas, NH 722 A.2d 316 (2001).
2. Draft Documents of Any Public Record
See Goode v. New Hampshire Office of the Legislative Budget
Assistant, 145 NH 451 (2000). (Draft audit reports are a public
record.)
3. Commercial or Financial Information Disclosure of Which
Will Not Constitute an Invasion of Privacy.
See Union Leader Corporation v. New Hampshire Housing Finance
Authority, 142 NH 540 (1997). (Developer and financial information
deemed a public record.)
4. Law Enforcement Investigative Records
When disclosure does not constitute an unwarranted invasion of
privacy. See Union Leader Corporation v. City of Nashua,
141 NH 473 (1996); Lodge v. Knowlton, 118 NH 574 (1978).
5. Agency Budget Requests and Income Estimates
See Chambers v. Gregg, 135 NH 478 (1992). Records of agency
budget request and income estimates are considered public documents when
the benefits of disclosure outweigh those of non-disclosure.
5. Tax Card Information
See Menge v. City of Manchester, 113 NH 533 (1973).
6. Certain Records of Payment.
Records of any payments made to an employee of any public body or
agency or to the employee's agent or designee upon that employee's
resignation discharge or retirement. See NH RSA 91-A:4(-a).
7. Electronic Data
An agency which maintains its records in electronic data form may, in
lieu of providing original documents, provide a printout of the record.
See NH RSA 91-A:4(V).
8. Salaries and Employment Contracts of School Teachers
See Mans v. Lebanon School Board, 112 NH 160 (1972).
9. Names and Addresses of Substitute Teachers Employed During
a Strike
See Timberlane Regional Education Association v. Crompton,
114 NH 315(1974).
10. Records of Town Trustees
NH RSA 31:34 requires that the trustees of any municipal trust fund
shall keep a record of all trusts in a record book which shall be opened
to the inspection of all persons in their town.
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V. The
Duty to Keep and Maintain Public Records
Minutes of public proceedings are considered permanent records of any
body or agency or any subordinate body thereof, without exception.
Therefore, a public entity has a duty to permanently preserve the
records of its body or meetings. See NH RSA 91-A:2. The preservation of
municipal records is governed by NH RSA 33-A which creates a municipal
records board. The municipal records board establishes by rule,
standards, procedures and regulations for the effective and efficient
management of municipal records. Such standards, procedures and
regulations govern the retention, preservation and disposition of
municipal records. See NH RSA 33-A:4-b. NH RSA 33-A:6 requires that
regional town meeting and city council records shall not be disposed of
but shall be permanently preserved.
State records are governed by the "Records, Management and
Archives Act". NH RSA 5:38 provides that, "unless otherwise
provided by law with respect to particular departments or particular
records, records not having a permanent or historical value may be
destroyed at the end of seven years from their making provided that the
rules of the [Director of the Division of Records Management and
Archives of the Department of State] as adopted under RSA 5:40 may
provide that designated records may be destroyed at an earlier period or
require their retention for a longer period. See NH RSA 5:38.
The municipal entity is required to keep and maintain all public
records in its custody of its regular office or place of business in an
accessible place. If there is no municipal office or place of business,
the public records pertaining to the body or agency shall be kept in an
office of the political subdivision in which such body or agency is
located or, in the case of a state agency, in an office designated by
the Secretary of State.
NH RSA 41:58 provides for a similar duty on the part of town officers
committees nd boards to deposit records in the office of the town clerk
which are "not needed elsewhere by them in the discharge of their
official duty". The selectman have a duty to care and preserve for
the public records of the town in accord with NH RSA 41:59. Town
officers are prohibited from loaning out public records or permitting
them to be taken from the place where they are usually kept except when
necessary for the discharge of official duty or upon the summons of a
court of competent authority. NH RSA 41:61 also provides that they shall
be open at all proper times for public inspection and examination. See
NH RSA 41:61.
NH RSA 201-A:18 requires that the clerk in each town and city shall
forward to the state library two copies each and to the library of the
University of New Hampshire one copy each of the city or town report for
the previous fiscal year.
Practice
Pointer: In small towns zoning boards and the like, often lack dedicated
office space and frequently do not have regular business hours. Under
such circumstances, the town should make arrangements for the records to
be kept with the town clerk and should post a notice as to where the
records of the pertinent agency can be obtained. It is technically
improper for a planning board secretary or zoning board secretary to
retain the official records of the municipality's agency at their home.
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VI.
The Right to Inspect and Copy
A. The Scope of The Right
Access to public records is effectuated through the citizen's right
to inspect and copy public records. Every citizen during the regular or
business hours of the public entity and on the regular business premises
of such entity has the right to:
C. Costs Associated With Copying Records
NH RSA 91-A:4(IV) provides that if a photocopying machine "or
other device" is used by the entity to copy the public record or
document requested, the person requesting the copy may be charged the
actual cost of providing the copy, which cost may be collected by the
body or agency. In addition, the ability to charge the actual cost
providing a copy does not exempt a person from paying fees otherwise
established by law for obtaining copies of public records or documents,
but if a fee is established for the copy, no additional costs or fees
shall be charged.
Practice
Pointer: Recent litigation in the Superior Court has dealt with the
question of what constitutes a reasonable copying charge. The Town of
Weare has successfully defended a copying fee of $.50 per page. Other
towns have successfully defended higher costs.
D. The Irrelevance of The Citizen's Reason
A citizen's motives in seeking information are irrelevant in the
determination whether or not a public record should be disclosed. See
Union Leader Corporation v. City of Nashua, 141 NH 473(1996). NH
RSA 91-A:8 provides a remedy to any person who is denied their
reasonable request for a public record. The test for the reasonableness
of the request is not the motive of the requesting individual, but
instead reasonableness is measured by the statute itself.
There is no prohibition against a municipal entity inquiring as to
why an individual is requesting a public record but the citizen need not
answer the inquiry and the municipality must make a decision whether or
not to disclose the documents on the strength of the statute and not the
strength of the citizen's response.
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VII.
Exempt Records
Certain records are exempt from public access. The exemption arises
from the express language of NH RSA 91-A, other statutory provisions or
as a result of case law. This section explores the various grounds on
which a record may be deemed exempt from public access.
A. Exempt Records Under RSA 91-A
The Right-to-Know law outlines certain records which, as a matter of
law, are exempt. The practitioner should remember that these exemptions
are narrowly construed and that a court will, whenever reasonably
possible, favor disclosure.
1. Sealed Minutes NH RSA 91-A:3(III).
Minutes of non-public sessions may be sealed by recorded vote of two
thirds of the members present if it is affirmatively determined that
divulgence of the information likely would affect adversely the
reputation of any person other than a member of the body or agency
itself or render the proposed action ineffective. Over the passage of
time, the board or agency must review its sealed minutes and make an
affirmative determination whether or not the circumstances which
unwanted sealing of the minutes still exist. The statute observes that
the information may only be withheld until in the opinion of a majority
of the members the circumstances giving rise to sealing the minutes no
longer apply.
Practice
Pointer: There must be a recorded vote in public session to seal the
minutes of a non-public session. If during non-public session the
parties discuss more than one topic, care should be given to insure that
only those portions are sealed which indeed meet the standard of NH RSA
91-A:3(III). Some towns are assiduous in the practice of going into
non-public session to address a single topic. By doing such, they create
a greater number of non-public sessions but simplify the task of
subsequently reviewing minutes to determine whether or not they should
be unsealed. Boards should engage in a regular practice of reviewing
their sealed minutes to make a determination whether or not they should
be released.
2. Grand and Petit Jury Records
NH RSA 91-A:5(I).
3. Parole and Pardon Board Records
NH RSA 91-A:5(II).
4. Personal School Records of Pupils
NH RSA 91-A:5(III).
5. Records Pertaining to Internal Personnel Practices
NH RSA 91-A:5(IV). See also NH RSA 91-A:4(V).
6. Records Pertaining to Confidential Commercial Information
NH RSA 91-A:5(IV).
7. Records Pertaining to Confidential Financial Information
NH RSA 91-A:5(IV).
8. Records Pertaining to Test Question Scoring Keys, and
Other Examination Data Used to Administer a Licensing Examination,
Examination for Employment, or Academic Examinations
NH RSA 91-A:5(IV).
9. Records Pertaining to Personnel, Medical, Welfare, Library
User, Videotape Sale or Rental, and Other Files Whose Disclosure Would
Constitute Invasion of Privacy
NH RSA 91-A:5(IV).
10. Teacher Certification Records
Note the Department is required to release information on a teachers
certification status. See NH RSA 91-A:5(V).
B. Exempt Records under State or Federal Statute
There are a number of state statutes which provide for
confidentiality of certain records. NH RSA 91-A:4(I) acknowledges this
fact and provides that if disclosure of a record is otherwise prohibited
by statute, the Right-to-Know law does not compel disclosure.
Practice
Pointer: Before concluding that a record should be disclosed, the
decision maker should also carefully consider whether or not there are
other statutory exemptions which may require non-disclosure.
While not intended to be an exhaustive list, the following are some
of the more significant statutorily protected records.
1. Papers and Records Pertaining to a Petition for
Pre-authorization of a Surrogacy Arrangement.
See NH RSA 168-B:24(II).
2. Juvenile Case and Court Record in a Delinquency
Proceeding.
See NH RSA 169-B:35 and 169-B:36. Disclosure of case records is
governed by NH RSA 170-G:8-a which preserves the confidentiality of case
records and essentially limits access of those records to necessary
parties.
3. Court Records and Case Records Pertaining to Juvenile
Child Abuse and Neglect Hearings.
See NH RSA 169-C:25. All case records relative to abuse and neglect are
deemed confidential and access is limited under NH RSA 170-G:8-a. In State
v. Gagne, 136 NH 101(1992) the Supreme Court held that the entire
investigatory file of the Division for Children and Youth Services in a
juvenile matter is confidential. Any counseling and medical records
contained therein are also subject to a privilege.
4. Case and Court Records in Juvenile Proceedings Involving
Children in Need of Services.
See NH RSA 169-D:25. Once a child in need of services reaches 18
years of age, all court and police records are to be destroyed. In
contrast, juvenile delinquency records are sealed. These records are
also protected by NH RSA 170-G:8-a.
5. Adoption Records
Hearings in Adoptive proceedings are held in closed court. The papers
and records pertaining to an adoption proceeding are "subject to
inspection only upon written consent of the court for good cause
shown". NH RSA 170-B:19 preserves the confidentiality of these
records and sets forth a process whereby the adoptee may obtain
background information. There are substantial penalties for violating
this statutory section. See NH RSA 170-B:19(III).
6. Records Pertaining to Termination of Parental Rights
NH RSA 170-C:14 declares the confidentiality of "all papers and
records including birth certificates pertaining to the termination of
parental rights" and allows for inspection "only upon written
consent of the court for good cause shown". See NH RSA
170-C:14(II). There are substantial penalties for violating this
provision. See NH RSA 170-C:14(III).
7. Daycare Investigations.
The Department of Health and Human Services must observe the
confidentiality requirements of any agency from which it receives
information in the context of a child daycare and child placing agency
investigation or licensure. See NH RSA 170-E:23. See also NH RSA
170-E:49 which requires that the department "shall strictly observe
the confidentiality requirements of the agency from which it receives
information".
8. Records of the Division for Children in New Services
NH RSA 170-G:8, provides that the case records of the Division for
Children and Youth Services in connection with a juvenile proceeding,
are deemed confidential. See NH RSA 170-G:8-a(II). Access to the records
is essentially limited to the essential parties in a proceeding as well
as service providers.
9. Records of The Youth Services Center
NH RSA 170-G:12 provides that records pertaining to children
"shall not be open to the inspection of any persons not on the
staff of the director [of the Youth Services Center] except that such
records shall be available, by court order, to any court having
competent jurisdiction of the child in any matter pending in the state
or to such person or persons as may be authorized by the court".
See NH RSA 170-G:12(I).
10. Reports or Records Pertaining to the Client of a State
Operated Alcohol and Drug Abuse Program.
See NH RSA 172:8-a.
11. Records Pertaining to Victims of Domestic Violence.
Employees and appointees participating under a state funded domestic
violence program are required to maintain confidentiality with regard to
persons served. The statewide organization or agency appointed to
coordinate domestic violence programs is performing a quasi public
function, however their files are confidential. See NH RSA 173-B:21.
13. Communications and Records Made Between the Victim of
Sexual Assault or Domestic Violence and Their Counselor.
See NH RSA 173-C:2. This privilege may be waived by the victim in
whole or in part. See NH RSA 173-C:3 or NH RSA 173-C:4.
14. State Educational Testing Data
The state is authorized to delete individual pupil names or codes
contained in statewide assessment results. See NH RSA 193-C:11.
15. Library User Records
NH RSA 201-D:11, preserves the confidentiality of library records
which contain the names or other personal identifying information
regarding the users of public or other than public libraries limiting
disclosure to request by or consent to the user, subpoena, court order,
"or where otherwise required by statute".
16. Videotape Rental Records.
NH RSA 351-A:1(I) provides that these records shall be confidential.
From a practical perspective, it is unclear why they would be subject to
the Right-to-Know law since the Right-to-Know law applies to public
bodies.
17. Consumer Protection Investigations
NH RSA 358-A:8 provides that no information or material obtained or
used under NH RSA 358-A:8 "shall be released publicly by any
governmental agency except in connection with the prosecution of legal
proceedings" instituted under the consumer protection statute. The
same provision goes on to state that "any information, testimony or
documentary material obtained or used pursuant to a protective order,
shall not be exchanged or released, as provided herein, publicly, except
in compliance with such protective order". See NH RSA 358-A:8(VI).
18. Certain Records of the Department of Employment Security
See NH RSA 282-A:117 - 282-A:123. In particular, NH RSA 282-A:118
preserves the confidentiality of information obtained by the
Commissioner of the Department of Employment Security from "any
individual, claimant or employee employing unit" limiting access to
the employing unit and the claimant. See also NH RSA 282-A:123 limiting
the use of records in collateral proceedings.
19. 911 System Records.
See NH RSA 106-H:14.
20. Information Pertaining to the Location of Archeological
Sites.
NH RSA 227-C:11 explicitly exempts information pertaining to
archeological sites on state lands or state waters "from all laws
providing rights to public access".
21. Personnel Files of a Police Officer
NH RSA 105:13-b provides particular protection to the personnel file
of a police officer who is serving as a witness or prosecutor in a
criminal case. The file may only be accessed if the judge rules that
there is probable cause that the file contains evidence relevant to the
criminal case and upon examination of the filing camera makes a
determination that it indeed contains evidence relevant to the case.
Only those portions of the file which the judge determines to be
relevant are to be released. The balance of the file is treated as
confidential and returned to the police department.
22. Records of The Insurance Department.
NH RSA 48:9 provides that "all records, books, papers, vouchers
and documents of every kind which shall be in the hands of any officer,
committee or board of officers of the city, not their individual
property, which shall not be needed for their present use, shall be
properly filed and deposited in the office of the city clerk and shall
be kept and preserved there by him as public records of the city.
All records and documents of the insurance department are subject to
public inspection pursuant to the Right-to-Know law, RSA 91-A. However,
the commissioner may determine by order that it is in the public
interest to make public additional records and documents or to hold
certain records and documents confidential within the insurance
department. See NH RSA 400-A:25(I).
23. Insurance Fraud Investigations
Investigations of the State of New Hampshire Insurance Fraud Unit are
deemed confidential under NH RSA 417:29 and "shall not be subject
to public inspection or disclosure".
24. Insurance Department Records Re: Managed
Care
Information reported to the commissioner of insurance in the context
of regulating managed care is deemed confidential and "shall not be
made public by the commissioner or any other person, except to insurance
departments of other states, unless the commissioner after consultation
with the affected parties, determines that the interest of
policyholders, shareholders or the public will be served by the
publication thereof in which event the commissioner may disclose all or
any part thereof in such a manner as the commissioner may deem
appropriate. See NH RSA 420-J:11.
25. Public Assistance Records
Records pertaining to public assistance are generally protected by NH
RSA 167:30.
C. Judicial Exceptions to Disclosure.
The judiciary has also acknowledged certain exemptions from public
access under the Right-to-Know law are as follows:
1. Written Legal Advice from the Public Agency or Body's
Legal Counsel.
NH RSA 91-A:2(I)c indicates that consultation with legal counsel does
not fit within the definition of a meeting. Common sense dictates that
if the public could access written legal advice from an agency's or
body's legal counsel, the attorney/client privilege would be
circumvented. The Supreme Court has upheld the protection of written
legal advice in society for the protection of New Hampshire Forest
v. Water Supply and Pollution Control Commission, 115 NH 192(1975).
2. Bank Examiner's Reports.
See Appeal of Portsmouth Trust Company, 120 NH 753(1980).
3. Real Estate Appraisal Reports.
Reports compiled by the Department of Transportation for purposes of
condemnation/eminent domain are confidential. See Perras v. Clements
127 NH 603(1986).
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VIII.
The Duty to Preserve Confidentiality
NH RSA 42:1-a imposes a clear duty upon a town officer to preserve
the confidentiality of certain information. NH RSA 42:1-a(II) states
that:
[w]ithout limiting other causes for such a dismissal, it shall be
considered a violation of a town officer's oath for the officer to
divulge to the public any information which that officer learned by
virtue of his official position, or in the course of his official
duties, if: (a) a public body properly voted to withhold that
information from the public by a vote of two thirds as required by NH
RSA 91-A:3(III), and if divulgence of such information would constitute
an invasion of privacy, or would adversely affect the reputation of some
person other than a member of the public body or agency, or would render
proposed municipal action ineffective; or (b) the officer knew or
reasonably should have known that the information was exempt from
disclosure pursuant to NH RSA 91-A:5 and that its divulgence would
constitute an invasion of privacy or would adversely effect the
reputation of some person other than a member of the public body or
agency, or would render proposed municipal action ineffective.
See NH RSA 42:1-a(II).
NH RSA 42:1-a(III) provides "no town officer who is required by
an order of a court to divulge information outlined in Paragraph 2 in a
legal proceeding under oath shall be guilty of a violation under this
section".
Practice
Pointer: A town officer may only be dismissed by petition to the
Superior Court in accord with NH RSA 42:1-a. However, the statutory law
clearly imposes a duty on a town officer to preserve confidential
information. Therefore, town officers must exercise care in making
disclosure decisions. Query: does this statute place undue pressure on
town officials.
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IX.
Compliance With The Family Educational Rights and Privacy Act [FERPA]
Under FERPA, parents have statutory rights to inspect and review
their child's educational records. The school district is prohibited
from disclosing the records to third parties without prior parental
consent. See 34 CFR Part 89. Educational records are generally defined
as: