A Word of Caution
No two cases are exactly
alike. This material is designed to provide educators with a broad
understanding of certain aspects of the federal regulations that pertain
to the reauthorized I.D.E.A. This material does not include every aspect
of the law. You are strongly encouraged to seek a legal opinion from your
school district's legal counsel regarding any specific case.
Table
of Contents
I. Overview
The purpose of this material is to provide the Administrator with a
deeper knowledge of some of the more subtle nuances of the Individuals
with Disabilities Education Improvement Act of 2004 ("IDEIA")
and the Federal Regulations. This material is not intended to substitute
for legal counsel nor is it intended to provide an exhaustive statement of
the Federal Regulations or the IDEIA.
The regulations referenced in this material were released on August 14,
2006, and went into effect on October 13, 2006.
Return to Table of
Contents
II.
An Overview of What's New
A. Definitions (34 C.F.R. §§ 300.4-300.45)
Most terms defined in the regulations are identical to the definitions
contained in the former regulations. However, the following terms are new
or redefined:
1. Assistive technology, 34 C.F.R. § 300.5: (1)
The definition has been revised to incorporate the new language from the
IDEIA 2004 that the term does not include "a medical device that is
surgically implanted, or the replacement of such a device."
The Office of Special Education ("OSEP") has stated
(2) that "medical devices that are surgically implanted,
including those used for breathing, nutrition, and other bodily functions,
are excluded from the definition of an assistive technology devise in
section 602(1)(B) of the Act. The exclusion applicable to a medical device
that is surgically implanted includes both the implanted component of the
device, as well as its external components." See Federal Register,
Vol. 71, No. 156 at 46547 (Aug. 14, 2006).
2. Child with a Disability, 34 C.F.R. § 300.8: The definition
pertaining to "children aged three through nine experiencing
developmental delays" has been revised to clarify that use of the
term "developmental delay" is subject to the conditions set
forth in section 300.111(b). See § 300.8(b). Tourette syndrome has been
added as an example of an acute or chronic health problem in section
300.8(c)(9) (other health impaired).
OSEP declined to create a disability category for children with Fetal
Alcohol Syndrome (FAS), stating that the existing categories "are
sufficient to include children with FAS who need special education and
related services. Special education and related services are based on the
identified needs of the child and not on the disability category in which
the child is classified." See Federal Register, Vol. 71, No. 156 at
46549 (Aug. 14, 2006).
3. Consent, 34 C.F.R. § 300.9: The definition of consent incorporates
the definition that had appeared in former section 300.500(b)(1).
OSEP stated that "whenever consent is used in the regulations, it
means that the consent is both informed and in writing." See Federal
Register, Vol. 71, No. 156 at 46551 (Aug. 14, 2006). In addition, OSEP
stated that it intends to "propose regulations to permit parents who
previously consented to the initiation of special education services, to
withdraw their consent for their child to receive, or continue to receive,
special education services." Id. When these regulations are proposed
the public will have an opportunity to comment before they go into effect.
4. Core Academic Subjects, 34 C.F.R. § 300.10, "means English,
reading or language arts, mathematics, science, foreign languages, civics
and government, economics, arts, history, and geography." (The same
as in 9101 of the Elementary and Secondary Education Act of 1965 [NCLB]).
5. Highly Qualified Special Education Teachers, 34 C.F.R. § 300.18:
This definition has been added to the regulations in accordance with
section 602(10) of the IDEIA. The definition of "highly
qualified" applies only to public elementary school and secondary
school special education teachers teaching core academic subjects. See
Section 300.18(a); see also Section 300.18(h). Special educators teaching
in public charter schools must meet any certification or licensing
requirements established by the State's public charter school law.
(3) See Section 300.18(b)(1)(I). The regulation also states that
teachers participating in an alternate route to a certification program
will be considered to be fully certified under certain circumstances. The
standard to be applied to an alternate route to certification
program" is the same as under Title I of NCLB. See Section
300.18(b)(2).
This regulation permits special education teachers who teach core
academic subjects exclusively to children who are assessed against the
alternate achievement standards to fulfill the highly qualified teacher
requirements of the NCLB as applied to an elementary school teacher, or,
in the case of instruction above the elementary level, to meet the
requirements for an elementary school teacher and have subject matter
knowledge appropriate to the level of instruction being provided,
including at a minimum, subject matter knowledge at the elementary level
or above, as determined by the State, needed to effectively teach to those
standards. See Section 300.18(c).
The regulation permits the use of a separate "high objective
uniform State standard of evaluation" (HOUSSE) for special education
teachers, provided that adaptations of the State's HOUSSE would not
establish a lower standard for the content knowledge requirements for
special education teachers, and that it meets the requirements for a
HOUSSE for regular education teachers. See Section 300.18(e).
The regulation clarifies that parents and students may not file a due
process complaint or file a judicial action on behalf of a class of
students, for the failure of a particular SEA or LEA employee to be highly
qualified. See Section 300.18(f). Parents may, however, file a complaint
about staff qualifications with the SEA. Id. OSEP stated that "[I]f
the only reason a parent believes their child was denied FAPE is that the
child did not have a highly qualified teacher, the parent would have no
right of action under the Act on that basis." See Federal Register,
Vol. 71, No. 156 at 46562 (Aug. 14, 2006) (emphasis added).
The highly qualified special education teacher requirements do not
apply to early childhood or preschool programs if those programs are not
part of a State's public elementary and secondary school system. See
Federal Register, Vol. 71, No. 156 at 46555 (Aug. 14, 2006).
OSEP believes that "the clear intent of the Act is to ensure that
all children with disabilities have teachers with the subject matter
knowledge and teaching skills necessary to assist children achieve high
academic standards (sic)." Id.
6. Related Services, 34 C.F.R. § 300.34: The definition of related
services encompasses the new services that were added under the IDEIA.
Those new services include interpreting services and school nurse
services.
Interpreting services now includes sign language transliteration (e.g.,
translation systems such as Signed Exact English and Contact Signing),
transcription services such as communication access real-time translation
(CART), C-Print, and TypeWell, and special interpreting services for
children who are deaf-blind. OSEP believed that the definition of
interpreting services was sufficiently broad to include American sign
language and sign language systems and therefore, those were not added to
the definition.
7. Scientifically Based Research, 34 C.F.R. § 300.35, this new term
has the meaning given the term in section 9107(37) of ESEA:
The ESEA defines scientifically based research as:
(a) . . . research that involves the application of rigorous,
systematic, and objective procedures to obtain reliable and valid
knowledge relevant to education activities and programs; and
(b) Includes research that:
(1) employs systematic, empirical methods that draw on observation or
experiment;
(2) Involves rigorous data analyses that are adequate to test the state
hypotheses and justify the general conclusions drawn:
(3) Relies on measurements or observational methods that provide
reliable and valid data across evaluators and observers, across multiple
measurements and observations, and across studies by the same or different
investigators;
(4) Is evaluated using experimental or quasi-experimental designs in
which individuals, entities, programs, or activities are assigned to
differed conditions and with appropriate controls to evaluate the effects
of the condition of interest, with a preference for random-assignment
experiments, or other deigns to the extent that those designs contain
within-condition or across-condition controls;
(5) Ensure that experimental studies are presented in sufficient detail
and clarity to allow for replication or, at a minimum, offer the
opportunity to build systematically on their findings; and
(6) Has been accepted by a peer-reviewed journal or approved by a panel
of independent experts through a comparably rigorous, objective, and
scientific review.8. Supplementary Aids and Services, 34 C.F.R. § 300.42,
this definition has been revised to include "extracurricular and
nonacademic" to the list of settings in which supplementary aids and
services must be provided.
9. Transition Services, 34 C.F.R. § 300.43, this definition has been
revised to reflect the changes made in IDEIA 2004. The definition refers
to a coordinated set of activities for a child with a disability that
"is designed to be within a results-oriented process, that is focused
on improving the academic and functional achievement of the child with a
disability to facilitate the child's movement from school to post-school
activities..."
10. Universal Design, 34 C.F.R. § 300.44, has the meaning given the
term in section 3 of the Assistive Technology Act of 1998, as amended, 29
U.S.C. 3002.
The Assistive Technology Act defines universal design as "a
concept of philosophy for designing and delivering products and services
that are usable by people with the widest posible range of functional
capabilities, which include products and services that are directly
accessible (without requiring assistive technologies) and products and
services that are interoperable with assistive technologies."
11. Ward of the State, 34 C.F.R. § 300.45, is a child who, as
determined by the State where the child resides, is a foster child, a ward
of the State, or in the custody of a public child welfare agency, except
that a child with a foster parent who meets the definition of parent in
section 300.30 is not a ward of the state.
B. Subpart B - State Eligibility (34 C.F.R. §§ 300.100-300.199)
In accordance with the IDEIA, the regulations no longer require that
copies of all State statutes, regulations, and other documents (including
policies and procedures) be on file with the Secretary. In addition,
States are required to identify in writing to LEAs located in the State
and to the Secretary of Education any such rule, regulation, or policy as
a State-imposed requirement that is not required by Part B of the Act and
Federal regulations. States are also required to minimize the number of
rules, regulations, and policies to which the LEAs and schools located in
the State are subject under Part B of the Act. 34 C.F.R. §
300.199(a)(2)-(3). State rules, regulations, and policies under Part B of
the Act must support and facilitate LEA and school-level system
improvement designed to enable children with disabilities to meet the
challenging State student academic achievement standards.
1. FAPE Requirements (34 C.F.R. §§ 300.101-300.102)
Section 300.101 states that a FAPE must be available to all children
residing in the State between the ages of 3 and 21, inclusive, including
children with disabilities who have been suspended or expelled from
school.
The regulation also states that children do not have to fail or be
retained in a course or grade in order to be considered eligible for
special education and related services.
Section 300.102 retained the exceptions to FAPE that existed in the
former regulations. A new paragraph has been added to state that a regular
high school diploma does not include an alternative degree that is not
fully aligned with the State's academic standards, such as a certificate
or a general educational development credential (GED).
2. Other FAPE Requirements (34 C.F.R. §§ 300.103-300.113)
Section 300.107, Nonacademic services, incorporates the requirement
nonacademic and extracurricular services be provided when appropriate and
necessary to afford children with disabilities an equal opportunity for
participation in those services and activities. Examples of nonacademic
and extracurricular services include: counseling services, athletics,
transportation, health services, recreational activities, special interest
groups or clubs, referrals to agencies that provided assistance to
individuals with disabilities, and employment of students.
Section 300.108, Physical education, clarifies that the public agency
has no obligation to provide physical education for children with
disabilities if it does not provide physical education to non-disabled
children in the same grade.
Section 300.111, Child find, has been amended to reflect the changes
made in the IDEIA. States must now demonstrate Child Find policies and
procedures capable of finding homeless children and "wards of the
state" who are educationally disabled.
Section 300.112, Individualized education plans, now contains an
exception referencing section 300.300(b)(3)(ii). Section 300.300(b)(3)(ii)
provides that if the parent of a child with a disability refuse to consent
to the initial provision of special education and related services, or the
parent fails to respond to a request to provide consent for the initial
provision of special education and related services, the public agency is
not required to convene an IEP meeting to develop an IEP for the child for
which the public agency requests such consent.
Section 300.113, Routine checking of hearing aids and external
components of surgically implanted medical devices. This new section
requires the public agency to ensure that hearing aids worn in school by
children with hearing impairments, including deafness, are functioning
properly. This section also requires that the public agencies ensure that
the external components of surgically implanted medical devices are
functioning properly.
3. State Complaint Procedures (34 C.F.R. §§ 300.151-300.153)
These provisions are similar to the former provisions pertaining to
complaint procedures. However, the minimum state complaint procedures have
been expanded to require that the public agency have the opportunity to
respond to the complaint, including the opportunity to propose a
resolution to the complaint and an opportunity for the parent and the
public agency to engage in mediation. The regulations also require that
the state complaint procedures permit an extension of the normal 60 time
period for resolution of complaints if exception circumstances exist or if
the parent and public agency agree to engage in mediation or other form of
alternate dispute resolution.
The regulations added new information requirements for complaints,
similar to the notice requirements for a due process complaint. Thus,
complaints must now include - "a statement that a public agency has
violated a requirement of Part B of the Act or this part; The facts on
which the statement is based; The signature and contact information for
the complainant; and If alleging violations with respect to a specific
child - the name and address of the residence of the child; the name of
the school the child is attending; in the case of a homeless child or
youth, available contact information for the child, and the name of the
school the child is attending; a description of the nature of the problem
of the child, including facts relating to the problem; and a proposed
resolution of the problem to the extent known and available to the party
at the time the complaint is filed." 34 C.F.R. § 300.153(b). These
notice requirements are intended to give the public agency the information
that will allow it to attempt to resolve the complaint.
The regulations also contain a mandatory set aside provision which
requires that a state set aside a complaint until the conclusion of a due
process hearing. In addition, the violation alleged in the complaint must
have occurred not more than one year prior to the date the complaint is
received, and the party filing the complaint must forward a copy of the
complaint to the LEA or public agency serving the child.
The reference to monetary reimbursement or compensatory services is
retained in the final regulations (it had been removed from the proposed
regulations).
4. Methods of Ensuring Services (34 C.F.R. § 300.154)
The public agency must obtain consent from parents each time the public
agency seeks to access the parents' public benefits or insurance. If a
parent refuses to allow access to the parent's public benefits or
insurance, the public agency is still required to ensure that the child
receives all required services, at no cost to the parent. OSEP has opined
that the consent requirements could be met if the parent provided the
required consent to the State Medicaid agency, and the consent satisfied
the definition of consent in section 300.9.
5. Additional Eligibility Requirements (34 C.F.R. §§ 300.155-300.166)
Section 300.156, Personnel qualifications, incorporates the
requirements in the IDEIA that the SEA establish and maintain
qualifications to ensure that personnel, including related service
providers and paraprofessionals, are appropriately and adequately prepared
and trained. This section also states that parents or students may not
file a due process complaint on behalf of a student, or file a judicial
action on behalf of a class of students for the failure of a particular
SEA or LEA employee to be highly qualified. Parents, organizations, or
individuals may, however, file a complaint with the SEA regarding staff
qualifications.
Section 300.157, Performance goals and indicators, requires that the
State have in effect established goals for the performance of children
with disabilities in the State that, among other things, are the same as
the State's objectives for progress by children in its definition of
adequate yearly progress, including the State's objectives for progress by
children with disabilities, under section 1111(b)(2)(C) of the ESEA, 20
U.S.C. 6311. The goals must also be consistent, to the extent appropriate,
with any other goals and academic standards for children established by
the State.
Participation in assessments is the subject of a notice of proposed
rulemaking published in the Federal Register in December 2005 to amend the
regulations governing programs under title I of the ESEA and Part B of the
Act, regarding additional flexibility for States to measure the
achievement of children with disabilities based on modified achievement
standards. See Federal Register, Vol. 71, No. 156 at 46614 (Aug. 14,
2006). Therefore, the proposed regulation pertaining to participation in
assessments, PR 300.160, was removed from the final regulations.
6. Other Provisions Required for State Eligibility (34 C.F.R. §§
300.170-300.177)
States are required to adopt the National Instructional Materials
Accessibility Standard for purposes of providing instructional materials
to blind persons or other persons with disabilities in a timely manner
after publication of the NIMAS in the Federal Register on July 19, 2006
(71 FR 41084) (effective August 18, 2006). The regulation also states that
"[n]othing in this section would relieve an SEA of its responsibility
to ensure that children with disabilities who need instructional materials
in accessible formats, but are not included under the definition of blind
or other persons with print disabilities in § 300.172(e)(1)(i) or who
need materials that cannot be produced from NIMAS files, receive those
instructional materials in a timely manner." The SEA must ensure that
all public agencies take reasonable steps to provide instructional
materials in accessible formats to children with disabilities who need
those instructional materials at the same time as other children receive
instructional materials.
Section 300.173, Overidentification and disproportionality, requires
that the State have in effect policies and procedures designed to prevent
the inappropriate overidentification and disproportionate representation
by race and ethnicity of children as children with disabilities, including
children with disabilities with a particular impairment.
Section 300.174, Prohibition on mandatory medication, clarifies that
this provision does not create a Federal prohibition against teachers and
other school personnel consulting or sharing classroom-based observations
with parents or guardians regarding a student's academic and functional
performance, or behavior in the classroom or school, or the child's
possible need for an initial evaluation for special education and related
services.
C. Subpart C - Local Educational Agency Eligibility (34 C.F.R. §§
300.200-300.230)
LEA funding eligibility remains conditioned on the LEA providing
assurances to the State that the LEA meets each of the conditions set
forth in sections 300.201 through 300.213.
The final regulations contain a number of new provisions involving the
LEA, which reflect and clarify the provisions of the IDEIA:
Section 300.207 requires that the LEA ensure that all personnel
necessary to carry out Part B of the Act must be "appropriately and
adequately prepared," in accord with the IDEIA and NCLB to meet the
relevant standards for their profession.
Section 300.208 allows the LEA to spend federal funds for the costs of
special education and related services, and supplementary aids and
services, provided in a regular class or other education-related setting
to a child with a disability in accordance with the IEP of the child, even
if one or more non-disabled children benefit from those services. The LEA
may also use federal funds to purchase appropriate technology for
recordkeeping, data collection, and related case management activities of
teachers and related services personnel providing services described in
the IEP of children with disabilities, that is needed for the
implementation of those case management activities.
Section 300.209 clarifies that children with disabilities who attend
public charter schools and their parents retain all rights under this
part. When providing services to children with disabilities attending
charter schools that are public schools of the LEA, the LEA must provide
supplementary and related services on site at the charter school to the
same extent as it does at its other public schools. The LEA must provide
funds under Part B of the Act to the LEA's charter schools on the same
basis as it provides funds to its other schools, including proportional
distribution based on the relative enrollment of children with
disabilities, and that it must provide those funds at the same time as the
LEA distributes funds to its other public schools.
In addition, this section provides that if the public charter school is
a school of an LEA that receives funding under §300.705, the LEA is
responsible for ensuring that the requirements of Part B are met (unless
State law assigns that responsibility to some other entity). If a public
charter school is not an LEA receiving funding under this part or a school
that is part of an LEA receiving funding, the SEA is responsible for
ensuring that the requirements of this part are met.
Section 300.226 provides that the LEA may not use more than 15% of the
amount the LEA receives under Part B of the Act for any fiscal year, less
any amount reduced by the LEA pursuant to § 300.205, if any, in
combination with other amounts (which may include amounts other than
education funds), to develop and implement coordinated, early intervening
services, which may include interagency financing services for students K
- 12 (with an emphasis on K-3) who are not currently identified as needing
special education or related services, but who "need additional
academic and behavioral support to succeed in a general education
environment."
D. Subpart D - Evaluations, Eligibility Determinations,
Individualized Education Programs, and Educational Placements (34 C.F.R.
§§ 300.300-300.328)
1. Parental Consent (34 C.F.R. § 300.300)
This section sets forth the requirement of parental consent for initial
evaluations, reevaluations, and the initial provision of services. This
section retains the provision that consent for the initial evaluation may
not be construed as consent for the initial provision of special education
and related services. The regulations use the term "initial
provision" rather than the statutory term "receipt" of
special education and related services. This clarifies that consent does
not need to be sought every time a particular service is provided to the
child, but must be received before "initial provision." This is
consistent with the revised language of the Act and the Department's
position that placement refers to the provision of special education
services rather than as a specific place, such as a specific classroom or
specific school.
If the child is a ward of the state and is not residing with the
child's parent, then, for initial evaluations only, the public agency is
not required to obtain informed consent from the parent for an initial
evaluation to determine whether the child is a child with a disability if:
despite reasonable efforts to do so, the LEA cannot discover the
whereabouts of the parent; the rights of the parents of the child have
been terminated; or the rights of the parent to make educational decisions
have been subrogated by a judge in accordance with State law and consent
for an initial evaluation has been given by an individual appointed by the
judge to represent the child. The public agency must make reasonable
efforts to obtain informed parental consent for an initial evaluation for
all children.
This section also clarifies that if the parent of a child enrolled in
public school or seeking to be enrolled in public school does not provide
consent for initial evaluation or reevaluation, or the parent fails to
respond to a request to provide consent, the public agency may, but is not
required to, pursue the initial evaluation of the child by utilizing the
procedural safeguards in subpart E of the regulations, if appropriate,
except to the extent inconsistent with State law. States and LEAs do not
violate their obligation to locate, identify, and evaluate children
suspected of being children with disabilities under the Act if they
decline to pursue an evaluation to which a parent has failed to consent.
The consent override provisions do not apply to children who are
home-schooled or attending private schools, unless the parents are seeking
to enroll the child in the public school. However, public agencies do have
an obligation to actively seek parental consent to evaluate private school
(including home school, if considered a private school under State law)
children who are suspected of being children with disabilities under the
Act. If the parents of a private school child withhold consent for an
initial evaluation, the public agency would have no authority to conduct
an evaluation and no obligation to consider that child as eligible for
services under proposed §§300.132 through 300.144.
The public agency must obtain informed consent from the parent before
the initial provision of special education and related services. The
public agency must make reasonable efforts to obtain informed consent, but
the public agency may not use the procedures in subpart E in order to
obtain agreement or a ruling that the services may be provided to the
child.
If the parent does not consent or fails to respond, the LEA shall not
be considered to be in violation of the requirement to make available a
Free Appropriate Public Education to the child, at least as to those
matters for which informed consent has been sought, nor shall it be
required to convene an IEP meeting or develop an IEP for the child.
2. Evaluations and Reevaluations (34 C.F.R. §§ 300.301-300.306)
These sections reflect the Act. Section 300.301, Initial evaluations,
clarifies that
in order to receive an exception to the time-frame for completion of
the initial evaluation, the child must enroll in a school of another
public agency after the relevant time-frame has begun and prior to a
determination by the prior public agency as to whether the child is a
child with a disability. Thus, if a child moves from one school to
another, within the same public agency, that exception does not apply.
Section 300.303, Reevalutions. The final regulations retained the
changes found in the proposed regulations. The LEA is required to ensure
that a re-evaluation takes place "if the child's parent or teacher
request a re-evaluation," but no more than once a year unless the
parent and LEA agree otherwise. Re-evaluations must occur at least once
every three (3) years, unless the parent and LEA agree it is unnecessary.
Section 300.305 addresses the additional requirements for evaluations
and reevaluations. The LEA is now required to provide a summary of
academic and functional performance including recommendations to assist
the student in meeting post-secondary goals, for students whose
eligibility terminates because of graduation with a regular high school
diploma or because of exceeding the age eligibility for FAPE under State
law.
Section 300.306, Determination of eligibility, requires that the public
agency draw upon information from a variety of sources, including aptitude
and achievement tests, parent input, and teacher recommendations, as well
as information about the child's physical condition, social or cultural
background, and adaptive behavior, and ensure that the information
obtained from those services is documented and carefully considered. In
addition, upon completion of the administration of assessments and other
evaluation measures, a group of qualified professionals, including the
child's parent, must determine whether the child is a child with a
disability and the educational needs of the child. An evaluation report
must be provided to the parents at no cost to them.
This section also states that a child must not be determined to be a
child with a disability under this part if the determinant factor is lack
of appropriate instruction in reading, including the essential components
of reading instruction, lack of appropriate instruction in math, or
limited English proficiency, and if the child does not otherwise meet the
eligibility criteria under 300.8(a).
3. Individualized Education Programs (34 C.F.R. §§ 300.320-300.323)
and Development of IEP (34 C.F.R. §§ 300.324-300.328)
These provisions reflect the act and generally retain the definitions
that had been set forth in the proposed regulations. Section 300.323, When
IEPs must be in effect, contains separate provisions pertaining to IEPs
for children who transfer public agencies in the same State and IEPs for
children who transfer from another State. That section also contains a
separate provision pertaining to the transmittal of records from one
public agency to another. Section 300.324 requires that the IEP team
consider special factors when reviewing and revising an IEP, as well as
when developing the child's IEP.
Return to Table of
Contents
III.
Private Schools
A. Parentally-placed private school children.
1. Overview
The requirements for children placed by their parents in private
schools apply to children attending private elementary and secondary
schools. See 20 U.S.C. § 1412(a)(10)(I)-(ii). Section 300.130 of the
federal regulations defines "parentally-placed private school
children with disabilities" as "children with disabilities
enrolled by their parents in private, including religious, schools or
facilities that meet the definition of elementary school in § 300.13 or
secondary school in § 300.16, other than children with disabilities [who
have been placed at the private school by the LEA]."
Section 300.13 defines "elementary school" as "a
nonprofit institutional day or residential school, including a public
elementary charter school, that provides elementary education, as
determined under State law." Thus, in order to determine whether
children with disabilities, who have been placed in private kindergartens
by their parents, are considered "parentally-placed private school
children with disabilities," we must look to New Hampshire's
definition of Elementary Education.
In New Hampshire, elementary education is defined "any school in
which the subjects taught are those prescribed by the state board for the
grades kindergarten through 8 of the public schools." See RSA 189:25
("Any elementary school may include a kindergarten program which, if
it is provided, shall precede the other elementary grades.").
Therefore, children with disabilities, who have been placed in private
kindergartens by their parents, are considered "parentally-placed
private school children with disabilities." The LEA where the private
kindergarten is located is responsible for ensuring that the provisions of
the IDEIA pertaining to parentally-placed private school children are
carried out.
The IDEIA focuses on the delivery of special education services to
children enrolled in private schools. There is a detailed regimen to the
Child Find process for children enrolled by parents in private schools
located in the geographic jurisdiction of the school district. The LEA
where the private school is located is responsible for conducting Child
Find activities for parentally placed private school children. This
responsibility extends to children who reside in a State other than the
State in which the private schools that they attend are located.
The regulations pertaining to Child Find have been amended in
accordance with the IDEIA. In general, the regulations reflect the Act.
Section 300.131, Child find for parentally-placed private school
children with disabilities, clarifies that the provisions governing
parentally-placed private school children with disabilities apply to
children who are enrolled in private, including religious, elementary or
secondary schools located in the school district served by the LEA.
Children ages three through five are considered to be parentally placed
private school children enrolled in private schools, if they are enrolled
in a private school that meets the definition of elementary school in
section 300.13.
The section also clarifies that is the LEAs where private, including
religious elementary and secondary schools, are located must, in carrying
out the child find requirements in this section, include parentally-placed
private school children who reside out-of-state. See 34 C.F.R. §
300.131(f).
The IDEIA also requires that the LEA provide parentally placed children
with equitable participation in the services funded with federal IDEA
funds. Aside from Child Find, children enrolled in private schools by
their parents are not entitled to receive all of the special education and
related services they would receive if they attended a public school.
However, the LEA may, at its discretion, provide additional services
beyond those services mandated by the IDEIA.
Section 300.132 pertains to the provision of services for
parentally-placed private school children with disabilities. This section
reflects the Act and clarifies that the provision of services refers only
to children with disabilities enrolled by their parents in private schools
located in the school district served by the LEA. Thus, the LEA in which
the private school is located is not responsible for the provision of
services to children placed by another LEA.
Query: When parents unilaterally places their child in a private school
and obtain reimbursement for that placement, either as the result of a due
process proceeding or as a result of an agreement between the District in
which the parents' reside, is the LEA where the private school is located
responsible for providing services to the child?
Section 300.136 grants private school officials the right to submit a
complaint to the SEA that the LEA did not engage in consultation that was
meaningful and timely or did not give due consideration to the views of
the private school official. The regulation does not require that the
private schools officials follow the State complaint procedures; instead,
OSEP left it up to the States to determine how such complaints will be
filed.
Section 300.140 clarifies that the procedures pertaining to due process
requests do not apply to complaints that the LEA has failed to meet the
requirements of sections 300.132 through 300.139, including the provision
of services indicated on the child's service plan. However, the procedures
pertaining to due process requests do apply when the complaint is that the
LEA failed to meet the child find requirements in section 300.131,
including the requirements in section 300.300 through 300.311. If a due
process request is filed, it must be filed with the LEA in which the
private school is located.
The IDEIA coined a new phrase entitled "Equitable Services."
These services are defined as either direct or contracted special
education services. There is an explicit requirement that special
education and related services, including materials and equipment, shall
be "secular, neutral and non-ideological." Section 300.137 of
the regulations sets forth the standard for determining equitable
services. The rule acknowledges that there is "no individual right to
special education and related services;" stating "no private
school child with a disability has an individual right to receive some or
all of the special education and related services that the child would
receive if enrolled in a public school."
Policy level decisions about the services that will be provided to
parentally-placed private school children with disabilities are to be made
in accord with the student's service plan in conjunction with the
consultation process; particularly, the process for determining how a
child can "meaningfully participate in special education and related
services." This regulation makes its clear that "the LEA must
make final decisions with respect to the services to be provided to
eligible parentally-placed private school children with
disabilities." When a child has been designated to receive special
education or related services from an LEA, the LEA must:
-
initiate and conduct meetings to develop, review and revise a
services plan for the child; and
-
ensure that a representative of the private school attend each
meeting. If the representative cannot attend the LEA should use other
methods to ensure participation such as individual or conference
telephone calls.
Section 300.138 of the regulations sets forth standards for
"equitable service" provision. They are as follows:
-
The services provided to parentally-placed private school children
with disabilities must be provided by personnel meeting the same
standards as personnel providing services in the public schools,
except that private elementary school and secondary school teachers
who are providing equitable services to parentally-placed private
school children with disabilities do not have to meet the highly
qualified special education teacher requirements of section 300.18;
and
-
A parentally-placed private school child may receive a differing
amount of services than a child with a disability in a public school;
-
The service plan for the child must, "to the extent
appropriate," meet the requirements of PR §300.320 (an IEP or
for a child ages 3 through 5 meet the requirements for an ISP) with
respect to the services provided; and
-
Be developed, reviewed and revised consistent with IEP review and
revision criteria (PR §§300.321-300.324).
These services may be provided on-site at the private school, or at
another location. Funds for equitable services may not be paid directly to
the private school, although equipment and supplies may be temporarily
placed at the private school if the LEA can ensure that the equipment and
supplies are used only for Part B purposes and can be easily removed.
B. Children with Disabilities Placed by the Public Agency in Private
Schools
Section 300.146(b) requires that the education provided by the private
school meets the standards that apply to education provided by the SEA and
LEAs, except that private school teachers and personnel are not required
to be highly qualified. However, the LEA is responsible for ensuring that
the child receives a FAPE at the private placement.
The regulations do not preclude the LEA from placing a child in a
private school whose teacher's are not highly qualified. Section 300.146
implies that a child could receive a FAPE while attending a private school
where the child is taught by teachers that are not highly qualified. Thus,
by extension, it could be possible for a child to receive a FAPE at a
public school where the teachers were not yet highly qualified.
Return to Table of
Contents
IV.
Charter Schools
A. What is a Charter School?
The IDEIA does not define the term "charter school." However,
under the IDEIA, the definitions of elementary and secondary schools
include public elementary and secondary charter schools. In defining
charter school, the regulations refer to the definition of charter school
contained in the Elementary and Secondary Education Act of 1965, 20 U.S.C.
§ 6301 ("ESEA"). 34 C.F.R. § 300.7.
The ESEA defines charter school as "a public school that
1. in accordance with a specific State statue authorizing the granting
of charters to schools, is exempt from significant State or local rules
that inhibit the flexible operation and management of public schools, but
not from any rules relating to the other requirements of this paragraph;
2. is created by a developer as a public school, or is adapted by a
developer from an existing public school, and is operated under public
supervision and direction;
3. operates in pursuit of a specific set of educational objectives
determined by the school's developer and agreed to by the authorized
public chartering agency;
4. provides a program of elementary or secondary education, or both;
5. is nonsectarian in its programs, admissions policies, employment
practices, and all other operations, and is not affiliated with a
sectarian school or religious institution;
6. does not charge tuition;
7. complies with the Age Discrimination Act of 1975 [42 USCS §§ 6101
et seq.], title VI of the Civil Rights Act of 1964 [42 USCS §§ 2000d et
seq.], title IX of the Education Amendments of 1972, section 504 of the
Rehabilitation Act of 1973 [29 USCS § 794], and part B of the Individuals
with Disabilities Education Act [20 USCS §§ 1411 et seq.];
8. is a school to which parents choose to send their children, and that
admits students on the basis of a lottery, if more students apply for
admission than can be accommodated;
9. agrees to comply with the same Federal and State audit requirements
as do other elementary schools and secondary schools in the State, unless
such requirements are specifically waived for the purpose of this program;
10. meets all applicable Federal, State, and local health and safety
requirements;
11. operates in accordance with State law; and
12. has a written performance contract with the authorized public
chartering agency in the State that includes a description of how student
performance will be measured in charter schools pursuant to State
assessments that are required of other schools and pursuant to any other
assessments mutually agreeable to the authorized public chartering agency
and the charter school.
20 USCS § 7221i(1).
In New Hampshire, charter schools are defined as "any public
school which, in addition to providing educational services to pupils
residing within its attendance area or district, chooses to accept pupils
from other attendance areas within its district and from outside its
district," and which "operates independent of any school board
and [is] managed by a board of trustees. RSA 194-B:1, III, VI.
B. Charter schools and the IDEIA
Section 300.209 clarifies that children with disabilities who attend
public charter schools and their parents retain all IDEIA rights granted
to children who attend other public schools. When providing services to
children with disabilities attending charter schools that are public
schools of the LEA, the LEA must provide supplementary and related
services on site at the charter school to the same extent as it does at
its other public schools. The LEA must provide funds under Part B of the
Act to the LEA's charter schools on the same basis as it provides funds to
its other schools, including proportional distribution based on the
relative enrollment of children with disabilities, and that it must
provide those funds at the same time as the LEA distributes funds to its
other public schools.
If the public charter school is an LEA, then the charter school is
responsible for ensuring that the requirements of this part are met,
unless the State assigns the responsibility to another entity. 34 C.F.R.
§ 300.209(c). If the public charter school is not an LEA or is part of an
LEA, then the SEA is responsible for ensuring that the requirements of the
IDEIA are met. Id. at § 300.209(d).
In addition, section 300.209 provides that if the public charter school
is a school of an LEA that receives funding under §300.705, the LEA is
responsible for ensuring that the requirements of Part B are met (unless
State law assigns that responsibility to some other entity). If a public
charter school is not an LEA receiving funding under this part or a school
that is part of an LEA receiving funding, the SEA is responsible for
ensuring that the requirements of this part are met.
States may use funds to carry out alternate programming for children
with disabilities attending charter schools. 20 U.S.C. § 1411(e)(2)(C)(ix).
C. Charter Schools and LEAs: Practical Pointers
NH RSA 194-B establishes the law in New Hampshire with regard to
charter schools. Fundamentally, charter schools may be created either by
vote of the legislative body or in the alternative, by approval through
the State Board of Education.
LEAs must enter students with disabilities who are enrolled in a
charter school into the New Hampshire Special Education System. Children
attending charter schools are still subject to Child Find. The LEA is
ultimately responsible for any failures to identify or refer a student who
attends a charter school. Thus, LEAs should post Child Find notices in any
charter school located within its District. The LEA where the child
resides (not the LEA where the Charter School is located) is responsible
for entering data into NHSES and for conducting Child Find activities and
for providing special education services.
Charter school personnel should be apprised of the LEA's referral
policies and procedures to ensure prompt referrals from charter school
personnel who suspect that a student may have a disability.
LEAs should invite personnel from the charter school to students' IEP
meetings. If the charter school teacher is the student's regular education
teacher that teacher's participation on the team is mandatory. 20 U.S.C.
§ 1414(d)(1)(B)(ii).
LEAs must serve students attending charter schools in the same manner
as the LEA serves children in other public schools. This may include the
provisions of supplementary and related services on site at the charter
school to the same extent to which the LEA has a policy or practice of
providing supplementary and related services on site at its other public
schools. This may also include transportation. "Pupils residing in a
district in which a charter school is located shall be provided
transportation to that school by the district on the same terms and
conditions as provided for in RSA 189:6 (4)
and RSA 189:8 (5) and that transportation
is provided to pupils attending other public schools within that
district." RSA 194-B:2, IX. Any added costs for providing
transportation shall be borne by the charter school. Id. Districts are not
obligated to provide transportation services for pupils attending an open
enrollment school outside of the pupil's district of residence. The LEA
would also be responsible for providing transportation if it is a related
service in the child's IEP.
Pupils attending charter schools must be evaluated each year, and New
Hampshire assessments are part of the evaluation process. RSA 194-B:8, V.
Children attending charter schools may receive alternate assessments in
accordance with their IEPs.
D. Recent decisions
School for the Arts in Learning (SAIL) Public Charter School v.
Johnson, 45 IDELR 187 (U.S. Dist. Ct., D. D.C. 2006)
Facts: student, who was eligible for special education services, was
enrolled at SAIL, a charter school. In accord with its IDEA obligations,
SAIL convened an annual meeting in December (year 1) to review and
consider the student's IEP. Student's mother did not attend, and the
meeting was rescheduled. Students mother failed to attend the second
meeting, and as a result, almost two months had passed before the IEP was
signed.
The following year (year 2), SAIL convened an IEP meeting in January.
At that meeting, the team agreed to reevaluate the student, and agreed to
wait to update the IEP until the evaluations were complete. Four months
later, the evaluations were complete, and SAIL attempted to convene an IEP
meeting. In the meantime, however, parents had requested a due process
hearing, alleging that the student's IEP was inadequate and that SAIL had
unreasonably delayed in completing the reevaluations. Parents requested
compensatory education.
The hearing officer found that by waiting to meet until January of year
2, SAIL failed to convene an annual meeting before the IEP had expired.
The fact that the IEP was not signed until February of year 1 was
irrelevant. The IEP had expired in December of year 1, thus, SAIL should
have convened the annual review meeting prior in December of year 2.
Held: the student received FAPE. The team agreed in January of year 2
to extend the student's IEP until the student had been reevalauted. The
team had also agreed that it would be unreasonable to finalize a new IEP
without the results of the reevaluation. Thus, SAIL's failure to promptly
convene an annual review meeting did not deny FAPE. As the court observed,
the education of disabled children "is not a game of 'gotcha.'"
IDEA Pub. Charter Sch. v. D.C., 374 F.Supp.2d 158 (D. D.C. 2005)
Facts: parents of a child attending a public school authorized the
school to complete an evaluation. Before the evaluation was complete, the
child transferred to the charter school. The charter school completed the
evaluations and requested a due process hearing, seeking reimbursement
from the district.
Held: the charter school, which was an LEA, could not obtain
reimbursement from the school district; hearing officer did not have
jurisdiction over a dispute between two LEAs
York Surburban Sch. Dist. v. S.P., (P.A. Commonwealth Ct. 2005)
Facts: parents brought suit against a school district seeking
compensatory services and subsequently enrolled their child in a charter
school.
Held: enrollment in a charter school did not render the state-law
action against the school district moot.
Return to Table of
Contents
V. Discipline
A. Discipline Procedures
1. Placement in Alternative Educational Settings
School personnel may consider "any unique circumstances" on a
"case-by-case basis " when determining whether to order a change
in placement for a child with a disability "who violates a code of
student conduct." School personnel may now remove a child with a
disability who violates a code of conduct from their current placement to: