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Important Notice

 

Procedural Safeguards Under Section 504
May 12, 2003
By Dean B. Eggert

 

This article was first presented by the author as part of a seminar held May 12, 2003, entitled Understanding Section 504 in New Hampshire: A Practical Contrast with IDEA & ADA. The seminar was sponsored by Professional Development Network of Eau Claire, Wisconsin, and took place at the Crowne Plaza Hotel in Nashua, New Hampshire.

Table of Contents

I. Overview

The purpose of this section is to provide the educator with a general understanding of the procedural safeguards of Section 504. This section is not intended to provide an exhaustive discussion of the procedural requirements under Section 504, but instead the goal of this section is to familiarize the educator with the procedures as they relate to the protection of students under Section 504.

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II. The Regulatory Framework.

Section 504 requires that school districts extend a number of procedural safeguards to those individuals protected by Section 504. This section briefly describes each of those safeguards.

A. The written assurance of non-discrimination.

34 CFR 104.5(a) requires that school districts provide the federal government with written assurance of non-discrimination and compliance with Section 504. School districts have been providing this written assurance to the federal government since 1977.

B. Designated Section 504 Coordinator.

34 CFR 104.7(a) requires that each school district designate a Section 504 coordinator. This individual is defined as the person responsible for coordinating the district's 504 efforts. There is no prohibition against designating more than one individual as a Section 504 coordinator. Therefore, most school districts adopt building level coordinators, as well as an overall supervisory coordinator.

C. Grievance Procedures.

34 CFR 104.7(b) requires the districts adopt grievance procedures to resolve complaints of discrimination. A sample grievance procedure is attached as Appendix A.

D. Notice.

34 CFR 104.8 requires the district to provide notice to students, parents, employees, unions and professional organizations of non-discrimination in admission or access to or treatment or employment in its programs or activities. The notice must also specify the responsible employee designated to coordinate compliance. It is prudent for every school district to have a 504 policy statement and the 504 policy statement is an appropriate location for identifying the designated coordinator.

E. Annual Identification and Location.

34 CFR 104.32(a) requires that school districts annually identify and locate all Section 504 qualified children with disabilities in their geographic area who are not receiving a public education. This requirement is akin to the IDEA's Child Find requirement and districts can readily amend their Child Find notices to include a Section 504 Notice.

F. Annual Notification.

34 CFR 104.32(b) requires that school districts annually notify persons with disabilities and their parents or guardians of the district's responsibility under Section 504. A sample notice entitled "Parent/Student Rights and Identification Evaluation and Placement" is attached as Appendix B.

G. Procedural Safeguards Notice.

Districts are also required under 34 CFR 104.36 to provide parents or guardians with procedural safeguards giving them notice of their various rights under Section 504. There are several times during the planning process when parents/guardians should be provided their rights under Section 504:

  1. When eligibility is determined.

  2. When a plan is developed.

  3. Before there is a significant change in the plan for services.

Notification should include the following rights under Section 504:

  1. Right to file a grievance with the school district over an alleged violation of Section 504 regulations.

  2. Right to have an evaluation that draws on information from a variety of sources.

  3. Right to be informed of any proposed actions related to eligibility and plan for services.

  4. Right to examine all relevant records.

  5. Right to receive all information in the parent's/guardian's native language and primary mode of communication.

  6. Right to periodic re-evaluations and an evaluation before any significant change in program/service modifications.

  7. Right to an impartial hearing if there is disagreement with the school district's proposed action.

  8. Right to be represented by counsel in the impartial hearing process.

  9. Right to appeal the impartial hearing officer's decision.

Section 504 regulations do not:

bulletestablish timelines for submission of a hearing request;
bulletdefine "impartial". However, in similar processes, impartial has been defined as a person not employed by or under contract with the district in any capacity.
bulletrequire that the selection of the hearing officer be a mutually agreed upon decision between the school district and the parents/guardians.

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III. General Rights.

Persons disagreeing with the identification, evaluation and placement of their children have several options available to them. Those options including the following:

  1. Filing a complaint or grievance through the district's Section 504 Grievance Procedure;

  2. Requesting a Section 504 Impartial Hearing;

  3. Filing a complaint with the Office for Civil Rights; and

  4. Upon exhaustion of IDEA remedies, filing suit in federal court.

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Appendix A 

SAMPLE SECTION 504/TITLE II GRIEVANCE PROCEDURE

(recipient) has adopted an internal grievance procedure providing for the prompt and equitable resolution of complaints alleging any action prohibited by Section 504 of the Rehabilitation Act of 1973 (Section 504) or Title II of the Americans with Disabilities Act

(Title II). Both Section 504 and Title II prohibit discrimination on the basis of disability.

Complaints should be addressed to: (name, title, address, telephone number) who has been designated to coordinate Section 504/Title II compliance efforts.

  1. A complaint must be filed in writing, contain the name and address of the person filing it, briefly describe the alleged discriminatory action, and identify the date the action occurred and the name(s) of the person(s) responsible.

  2. A complaint must be filed within (number of days) after the complainant becomes aware of the alleged discrimination. (Processing of allegations of discrimination which occurred before this grievance procedure was in place will be considered on a case-by-case basis.)

  3. Unless the matter can be promptly resolved informally, an investigation will be conducted with respect to all timely filed complaints which raise issues under Section 504 and/or Title II. The investigation shall be conducted by (name of person). These rules contemplate informal but thorough and impartial investigations, affording all interested persons and their representatives, if any, an opportunity to submit evidence relevant to a complaint.

  4. A written determination as to the validity of the complaint and a description of the resolution, if any, shall be issued by (name of person) and a copy forwarded to the complainant no later than (number of days) after its filing.

  5. The Section 504/Title II coordinator shall maintain the files and records of the (recipient) relating to the complaints filed.

  6. The complainant can request a reconsideration of the case in instances where he or she is dissatisfied with the resolution. The request for reconsideration should be made within (number of days) to (person responsible for handling appeals).

  7. The right of a person to a prompt and equitable resolution of the complaint filed thereunder shall not be impaired by the person's pursuit of other remedies such as the filing of a Section 504 or Title II complaint with the responsible federal department or agency. Utilization of this grievance procedure is not a prerequisite to the pursuit of other remedies.

  8. These rules shall be construed to protect the substantive rights of interested persons, to meet appropriate due process standards, and to assure that (name of recipient) complies with Section 504, Title II, and their implementing regulations.

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Appendix B

SAMPLE PARENT/STUDENT RIGHTS IN IDENTIFICATION EVALUATION AND PLACEMENT


Please Keep This Explanation for Future Reference

(Section 504 of the Rehabilitation Act of 1973)

The following is a description of the rights granted by federal law to students with disabilities. The intent of the law is to keep you fully informed concerning decisions about your child and to inform you of your rights if you disagree with any of these decisions.

You have the right to:

  1. Have your child take part in, and receive benefits from public education programs without discrimination because of his/her disabling conditions.

  2. Have the school district advise you of your rights under federal law.

  3. Receive notice with respect to identification, evaluation, or placement of your child. Parent consent must be obtained before conducting an initial evaluation and placement.

  4. Have your child receive a free appropriate public education. This includes the right to be educated with nondisabled students to the maximum extent appropriate. It also includes the right to have the school district make reasonable accommodations to allow your child an equal opportunity to participate in school and school-related activities.

  5. Have your child educated in facilities and receive services comparable to those provided nondisabled students.

  6. Have your child receive special education and related services if s/he is found to be eligible under the Individuals with Disabilities Education Act or Section 504 of the Rehabilitation Act.

  7. Have evaluation, educational, and placement decisions based upon a variety of information sources, and by persons who know the student, the evaluation data, and placement options.

  8. Have transportation provided to and from an alternative placement setting at no greater cost to you than would be incurred if the student were placed in a program operated by the district.

  9. Have your child be given an equal opportunity to participate in nonacademic and extracurricular activities offered by the district.

  10. Examine all relevant records relating to decisions regarding your child's identification, evaluation, educational program, and placement.

  11. Obtain copies of educational records at a reasonable cost unless the fee would effectively deny you access to the records.

  12. A response from the school district to reasonable requests for explanations and interpretations of your child's records.

  13. Request amendment of your child's educational records if there is reasonable cause to believe that they are inaccurate, misleading or otherwise in violation of the privacy rights of your child. If the school district refuses this request for amendment, it shall notify you within a reasonable time and advise you of the right to a hearing.

  14. Request mediation or an impartial due process hearing related to decisions or actions regarding your child's identification, evaluation, educational program or placement. You and the student may take part in the hearing and have an attorney represent you. Hearing requests must be made to ______________________________.

  15. Ask for payment of reasonable attorney fees if you are successful on your claim.

  16. File a local grievance.

The person in this district who is responsible for assuring that the district complies with Section 504 is (name of person).

Telephone Number ________________

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