Ed. 306.27(b)(5). In addition, school boards are required to adopt
specific policies, including a policy pertaining to character and
citizenship, which shall "include those elements of character and
citizenship to be incorporated in courses of study or instilled, by
example, in a caring educational environment, including but not limited
to: a) Self-discipline, self-respect, and self-control; b) . . . humanity,
benevolence, and truth and honesty with self and others; c) Fairness,
integrity, and justice; d) Respect, courtesy, and human worth; e)
Responsibility to oneself and others; f) Community service; and g) . . .
the rights and responsibility of citizenship. Ed. 306.04. Schools are also
required to adopt "a written philosophy and statement of goals and
objectives consistent with the rules of the state board of
education." Ed. 306.05.
House Bill 927, which sets forth the substantive educational content of
an adequate education, was passed and approved in June 2007. This bill
amends RSA 193-E, by inserting a new subsection that sets forth "the
specific criteria and substantive educational program that deliver the
opportunity for an adequate education." RSA 193-E:2-a. The statute
identifies the following areas that deliver the opportunity for an
adequate education: English/language arts and reading, Mathematics,
Science, Social studies, Arts education, World languages, Health
education, Physical education, and Technology education, and information
and communication technologies. The statute states that "the
standards shall cover kindergarten through twelfth grade and shall clearly
set forth the opportunities to acquire the communication, analytical and
research skills and competencies, as well as the substantive knowledge
expected to be possessed by students at the various grade levels,
including the credit requirement necessary to earn a high school
diploma."
An adequate education is one that "provide[s] all students with
the opportunity to acquire" skills and knowledge in the above listed
fields, as well as "[s]ound wellness and environmental practices to
enable [students] to enhance their own well-being, as well as that of
others," and "[s]kills for lifelong learning, including
interpersonal and technological skills, to enable them to learn, work, and
participate effectively in a changing society."
B. Serious Emotional
Disturbance
In Brendan K. v. Easton Area School District, the United
States District Court for the Eastern District of Pennsylvania granted the
district's motion for summary judgment, finding that the district did not
deny FAPE because the student was not eligible for services under the
IDEA. 2007 U.S. Dist. LEXIS 27846 (E.D. Pa. April 16, 2007). The student
had been evaluated three times; each evaluation indicated that "his
abilities were found to be sufficient to maintain him in a mainstream
classroom setting," with an "IQ . . . reading, math, science and
social studies skills . . . at or near his grade and age levels."
Although the student "at times clearly exhibited inappropriate
behavior . . . [t]here [was] no indication that he suffered from an
inability to learn that could not be explained by intellectual, sensory,
or health factors, that he was unable to build or maintain satisfactory
interpersonal relationships with peers and teachers, or that he tended to
develop physical symptoms or fears associated with personal or school
problems." The fact that he had a conduct disorder or was socially
maladjusted did not rise to the level of a serious emotional disturbance.
(1)
C. Specific Learning
Disability
In Hood v. Encinitas Union School District, the Ninth Circuit
Court of Appeals affirmed a decision that a student was not eligible for
special education and related services because of a specific learning
disability or other health impairment. 486 F.3d 1099 (9th Cir. 2007). The
student, Anna Hood, performed at grade-level appropriate/average or above
average levels in the public school classroom. Although she had
difficulties completing tasks, turning homework in on time, and keeping
her belongings organized, her test scores "placed her above the
fiftieth percentile with near uniformity." In addition, her
performance on various intelligence tests indicated high intellectual
ability, with scores in the average or better.
In January and April 2001, Anna's parents provided the district with a
report from her doctor. The report indicated that she had an EEG that had
significant abnormalities consistent with epilepsy, and that she had
difficulty staying on task. He recommended that she be evaluated for ADHD;
eventually she began taking medication for the attention problem. Upon
receipt of the January report, the district convened meeting and created a
Section 504 plan, which included preferential seating, use of a graphic
organizer, and AlphaSmart keyboard, one-step directions, visual support
for instruction and concepts, frequent prompts and checks for
understanding, and daily teacher checks for homework assignments.
In May 2001, parents requested a special education evaluation. In
October 2001, the district determined that Anna did qualify for special
education services, finding that she does not have a learning disability.
In December 2001, the District reevaluated the Section 504 plan and
updated it with an accommodation to address parents concerns regarding
self-esteem. In February 2002, parents withdrew Anna from the public
school and enrolled her in a private school. Parents filed a request for
due process, alleging that the district violated the IDEA by refusing to
provide their daughter with special education and related services. They
requested reimbursement for a unilateral private school placement.
The district court affirmed the decision of the hearing officer, which
found for the district, and the parents appealed. Parents argued that
their daughter had a specific learning disability because she exhibits a
severe discrepancy between her achievement and intellectual ability in one
or more of the academic areas set forth in the California Education Code,
and that the discrepancy cannot be corrected through other regular or
categorical services offered within the regular instructional program.
They also argued that their daughter was other health impaired, and that
as a result of her SLP or OHI, she required special education and related
services.
The Ninth Circuit Court of Appeals affirmed the district court's
holding that Anna was not legally entitled to special education because of
a SLD. The court assumed that a severe discrepancy between Anna's
achievement and her intellectual ability existed, but stated that
"the law does not entitle Anna Hood to special education if we find
that her discrepancy can be corrected in the regular classroom." The
evidence indicated that "Anna has been progressing in the general
curriculum along with her peers, . . . [and that] Anna was a highly
proficient student." In addition, "[t]he accommodations that the
school district offered Anna via her Section 504 plan, particularly the
provision for daily teacher checks for homework assignments, one-step
directions, and use of a graphic organizer, would assist with Anna's
difficulties and allow her to excel in the regular classroom."
Accordingly, the district court did not err in concluding that Anna was
not eligible for special education and related services because of a SLD.
The court also affirmed the holding that Anna was not eligible for
special education because of an OHI (seizure disorder or ADHD). Anna did
not meet the eligibility requirements because "the evidence that Anna
had a seizure disorder and attention deficit disorder [was] inconclusive,
and . . . Anna did not require special education to meet her educational
needs, which could be met with appropriate accommodations in the regular
education environment." The court held that even if Anna had the
impairments, "it was reasonable for the hearing officer to conclude
that any impairment can be accommodated in the general classroom"
with Anna's Section 504 plan.
D. Eligibility Requirements
In Board of Education of the East Islip Union Free School District,
47 IDELR 210 (NY SEA Feb. 2, 2007), the student, a five-year old
kindergartener with cognitive skills in the low average to high average
range, was diagnosed with Asperger's Disorder, Dysfunction of Sensory
Integration (DSI), and ADHD. The child was referred, and the team
concluded that the child was not eligible for special education and
related services because he did not display evidence of a handicapping
condition. Parents filed a request for due process, and the hearing
officer upheld the team's decision, finding that the parents had failed to
establish that their son had a disability that adversely impacted his
educational performance.
The SEA affirmed the decision, holding that during the 2005-06 school
year, the child's educational performance was not adversely affected by
Asperger's Disorder, DSI, or ADHD. Although the child had difficulty
interacting with the other children in the classroom, and sometimes had
behavioral problems, the student performed well in class, had great work
habits, and was eager to participate.
Practice Pointer: Eligibility
requires more than a diagnosis from a physician. In order to be eligible
for services under the IDEA, the child's disorder must adversely impact
his/her educational performance.
Return to Table of
Contents
III.
Part C Requirements
Part C services must be provided in a "natural environment."
In Andrew M. v. Delaware County Office of Mental Health & Mental
Retardation, the parents of twin sons with significant speech and
communication delays, filed two requests for due process, seeking
reimbursement for attendance at a summer program and compensatory
education because services were not provided in the twins' "natural
environment." 2007 U.S. App. LEXIS 14027 (3d Cir. June 15, 2007).
With respect to the "natural environment" claim, the court
held that "when an agency provides [early intervention] services but
fails to provide them in the natural environment without appropriate
justification, that agency violates Part C of the IDEA... Natural
environments are settings that are natural or normal for the child's age
peers who have no disabilities." Thus, the appropriate inquiry is
whether the location where the early intervention services were provided
as a "normal setting for a child the twins' age without
disabilities."
The court held that the children received services in a natural
environment because the environment provided "a structured
environment that provide[d] a balance of adult direction and
child[-]centered activities and modifications to maximize communication
and interaction with peers and adults." Because "[p]arents
looking to encourage their non-disabled child's interaction with peers and
adults and engage their child in child-centered activities would likely
enroll their child in a day care or preschool," the services were
provided in a natural environment.
In D.P. v. School Board of Broward County, the court held
"that the IDEA does not entitle students to continue receiving
services pursuant to their IFSPs until such time as valid IEPs are put in
place for them." 483 F.3d 725 (11th Cir. 2007). The parents of
autistic triplets filed a due process proceeding, alleging that the
district failed to have IEPs in place for the students on their third
birthday; parents sought an order that the temporary IEPs designed after
the children had turned 3 were invalid, and an order requiring the
district to provide the students with services pursuant to their last
IFSPs until valid IEPs were in place. The court relied on the stay put
provision of the IDEA, and held that since the students had never been
admitted to a public school program, in the absence of an agreement
between the parents and the district, the only placement available was the
public school program; thus, the district was not required to provide
services pursuant to the IFSPs.
Return to Table of
Contents
IV.
Discipline
A.
Failure to Document the Reason for Removals from School May Result in
Procedural Violations
In Baltimore City Public Schools, 47 IDELR 316 (Md. DOE, Jan.
19, 2007), the parent filed a complaint, alleging that his son's school
violated the IDEA by failing to hold a manifestation determination after
the student had been removed from school in excess of ten days during the
2006-07 school year. The student's disciplinary record indicated that from
the start of the 2006-07 school year until November 21, 2006, the date the
complaint was filed, the student was disciplinarily removed from the
classroom on two occasions for a total of 7 days. The parent alleged that
the school staff contacted him on numerous occasions and asked that he
remove the student from school prior to the end of the day. The school
"sign-in" log indicated that the parent removed the student from
school on three occasions, but does not state the reason for the removal.
The Maryland Department of Education found that, since there was no
documentation of the reasons for the three early releases and no other
documentation to counter parents' assertion that the removals were
disciplinary removals, that those incidents should have been documented
and kept with the student's record.
Practice Pointer: This case
illustrates the importance of documenting reasons for removal. Failure to
document the reason for the removal may result in a finding that the
student has been removed from the classroom for disciplinary reasons. In
the above case, the District was not faulted for failing to hold a
manifestation determination because the student's removals did not exceed
ten days.
Return to Table of
Contents
V. FAPE
A. IEP's
Parents who repeatedly reject IEP proposals, without offering hints as
to what additional services they believe are necessary, or what proposed
services are inappropriate may find that their allegations that the
district delayed in presenting an IEP are rejected. Lessard v. Wilton-Lyndeborough
Cooperative School District, 2007 DNH 057 (D.N.H. April 23, 2007).
During the period of April through December 2004, the student's IEP Team
convened at least seven times, with each meeting lasting between two and
three hours, to draft an appropriate IEP for the 2004-05 school year. The
district proposed an IEP on August 16, 2004; it "contain[ed] nearly
60 pages describing educational planning, academic goals, and transition
training (as well as a proposed behavioral management plan . . .). It is,
by far, the most detailed and comprehensive IEP the court has seen."
During the period of August through December 2004, the parties were not
able to reach agreement on the IEP. Although the district had asked
"parents to specifically identify the portions of the proposed IEP
with which they disagreed and to outline any proposed additions,
deletions, or modifications they wanted," parents refused to do so
and rejected the proposed IEP. The district then offered to pay for
plaintiffs' legal representation in mediation, contingent upon the
plaintiffs identifying the portions of the IEP with which they disagreed;
plaintiffs failed to do so, and the district sought a due process hearing.
The hearing officer concluded that the district's IEP was reasonable and
appropriate to enable the student to make reasonable and appropriate
educational progress during the 2004-05 school year. Parents appealed.
Parents argued that the 2004-05 IEP was deficient in the areas of
literacy, transition services, and behavior management, and alleged that
the district violated the IDEA by failing to have the 2004-05 IEP in place
at the start of the school year. The court affirmed the hearing officer's
decision, stating that it "cannot escape the conclusion that it was
Mrs. Lessard who was responsible for the delay in getting S.L.'s IEP for
2004-05 into place. As of the meeting in August of 2004, the School
District offered to plaintiffs a comprehensive IEP that met the
requirements of the IDEA. . . . Although there was some delay in getting
S.L.'s comprehensive IEP finalized, nothing in the record suggests that it
caused her education to suffer." The court acknowledged that the
"Lessards find themselves [in the enormously difficulty situation of]
struggling to educate and provide for a daughter who suffers from severe
disabilities," but went on to state that "it is decidedly
unhelpful to the process when they repeatedly reject serial IEP proposals
made by the School District, without offering some hint as to precisely
what educational services they feel were improperly tailored to provide
S.L. with some educational benefit."
The court held that the district "fully met its legal obligations
to S.L. and provided her with an IEP that was custom-tailored to her many
divergent special needs, and one that afforded her a [FAPE]. Plaintiffs'
procedural challenges to the due process hearing (and surrounding
meetings) are insufficiently substantial to call into question the
validity of either the IEP itself or the factual findings of the hearing
officer."
B.
Failure to Specifically Identify a Placement Denied FAPE
During the 2003-04 school year, the parents enrolled the student at the
Riverview School, a residential school in Massachusetts, pursuant to an
agreement between the parents and the District. A.K. v. Alexandria
City Sch. Bd. 06-1130, 107 LRP 2282 (4th Circuit Court of Appeals
2007). The District had proposed a private day placement, but agreed to
fund the portion of the Riverview tuition that was equivalent to the
private day school tuition. Prior to the start of the 2004-05 school year,
AK's IEP Team met on three occasions, for a total of 8-10 hours. Up until
the last half hour of the final meeting, the team spent its time defining
AK's level of performance and setting goals and objectives. The team spent
a few minutes of time discussing placement, with the District proposing
placement at an unspecified private day school. The parents, who were not
aware of a private day school that could meet AK's needs, asked for
clarification regarding the school. The meeting ended without any
significant discussion about the appropriateness of the private day
placement. AK's IEP contained a detailed discussion of his current level
of performance and set forth goals and objectives, along with a transition
plan. However, the IEP did not identify any particular placement other
than a "private day school." Parents objected to the placement
and refused to sign the IEP.
In July 2004 the school sent out applications on AKs behalf to five
area private day schools. He was accepted at two of the schools; after a
tour of the schools, however, parents determined that neither would be
able to meet AK's needs. Parents requested a due process hearing, arguing
that the IEP was deficient because it failed to identify a particular
school that could meet AK's needs, and seeking reimbursement for the
Riverview tuition. The Hearing Officer denied the parents' claim, finding
that the District offered a FAPE by offering placement at a private day
school. On appeal, the District Court affirmed, but the Fourth Circuit
Court of Appeals reversed, holding that the District failed to offer a
FAPE because the IEP did not identify a particular school at which it
anticipated AK would be educated. The court noted that it was not holding
that "a school district could never offer a FAPE without identifying
a particular location at which the special education services are expected
to be provided. . . . But, certainly in a case in which the parents
express doubt concerning the existence of a particular school that can
satisfactorily provide the level of services that the IEP describes, the
IEP must identify such a school to offer a FAPE." The court did not
order reimbursement because the district court had not made findings
regarding the appropriateness of the Riverview placement; thus, the court
remanded the matter to the district court for a determination as to the
appropriateness of AK's placement at Riverview.
Return to Table of
Contents
VI.
Procedural Issues
A. Attendance at Team
Meetings
Districts must obtain written consent from parents prior to excusing a
required member of the IEP Team from a Team meeting. Baltimore County
Public Schools, 47 IDELR (Md. DOE, May 18, 2006). On January 23, 2006, the
District scheduled a Team meeting for February 6, 2006; prior to the
meeting, the district and the parents provided each other with proposed
goals and objectives, and suggested revisions to the same. At the meeting,
the team agreed to amend the IEP to incorporate the draft goals and
objectives, with the parent's revisions; the team also discussed ESY and
determined that the student was not eligible for services. The student's
SLP was on medical leave from January 31, 2006 through April 18, 2006;
prior to her leave, she prepared a progress report and proposed goals and
objectives, which she provided to the special education coordinator. The
January 23, 2006 meeting notice listed all invitees; the SLP was not on
the notice. The parent filed a complaint with the Maryland DOE, alleging,
in part, that the district violated the IDEA by having an improperly
composed IEP Team.
Despite the fact that the SLP was not listed on the meeting notice, the
DOE found that the District did not properly convene the IEP Team. The DOE
stated that "since the area of speech-language services was to be
discussed at the meeting, the law requires that a formal excusal was
required." Although the SLP had submitted written input, the District
failed to obtain written agreement from the parent, excusing the SLP from
the meeting. The DOE ordered that the District convene a meeting within 30
days to determine whether the procedural violation had an educational
impact on the child, and if so, what compensatory services or other remedy
is necessary to redress the violation.
Return to Table of
Contents
VII.
Adversarial Proceedings: Administrative Due Process Hearings and Appeals
to Court
A.
Parents have Enforceable Rights Under the IDEA: Winkelman v. Parma
City School District, 550 U.S. ____ (May 21, 2007).
Facts: The Parma City School District proposed an IEP for Jacob
Winkelman for the 2003-2004 school year, with placement at a public
elementary school. Jacob's parents did not believe the proposed IEP was
appropriate, and they filed a request for due process, alleging that the
District failed to provide a FAPE. The Hearing Officer held in favor of
the District, and the parents appealed to the state-level review officer.
The decision was affirmed and the parents filed suit in the United States
District Court for the Northern District of Ohio, on their own behalf and
on behalf of Jacob, seeking reversal of the administrative decision and
reimbursement for the costs associated with their private school
placement. The district court granted the District's motion for judgment
on the pleadings, finding that it had provided Jacob with a FAPE. Parents
filed a pro se appeal with the Sixth Circuit Court of Appeals. The court
entered an order dismissing the appeal, unless the parents retained an
attorney to represent Jacob. Parents appealed that decision to the United
States Supreme Court.
Holding: The IDEA grants parents independent, enforceable rights, and
"[t]he status of parents as parties is not limited to matters that
relate to procedure and cost recovery," but encompasses the
entitlement to a FAPE for the parents' child.
Reasoning: "The goals of IDEA include 'ensuring that all children
with disabilities have available to them a free appropriate public
education' and 'ensuring that the rights of children with disabilities and
parents of such children are protected. . . . To this end, the Act
includes provisions governing four areas of particular relevance to the
Winkelman's claim: procedures to be followed when developing a child's IEP;
criteria governing the sufficiency of an education provided to a child;
mechanisms for review that must be made available when there are
objections to the IEP or to other aspects of IDEA proceedings; and the
requirements in certain circumstances that States reimburse parents for
various expenses."
The Court did not decide whether IDEA entitles parents to litigate
their child's claims pro se.
B. Sufficiency of the
Complaint
Requests for due process must include the following elements:
- The child's name and address and the name of the school;
- The nature of the child's problem, including the facts relating to
the problem; and,
- A proposed resolution to the problem.
20 U.S.C. § 1415(b)(7)(ii).
Failure to include the required information may result in dismissal of
the complaint. See M.S.-G. v. Lenape Regional High School District
Board of Education, 47 IDELR 72 (D.N.J. 2007). In that case, a
tenth-grade student with a disability (emotional disturbance and drug
problem) who had been suspended ten times during one school year, filed a
due process complaint against his school district. The complaint alleged
the following facts:
- that the student was in 10th grade at the public high school
- that the student is classified as "emotionally disturbed"
- that the school suspended him for at least 10 days; and,
- that the student is drug dependent.
The hearing officer dismissed the student's complaint because it failed
to meet the minimum pleading standards. In particular, the complaint
failed to state why the school suspended the student, failed to state the
nature of the student's problems and how those problems relate to the
suspension, and failed to state a proposed resolution to the problem,
beyond "requesting remedial education; returning [the student] to
school; and psychiatric evaluation and treatment." However, the
letter does not state how the requested resolution will solve the problem.
C. Settlement Agreements
1.
Does a Settlement Agreement Signed on a Minor Student's Behalf Preclude
her from Asserting Claims Against the District?
Yes. Ross v. Board of Education of Township High School District
211, 486 F.3d 279 (7th Cir. 2007).
In November 2002, the district and the student's parents reached a
settlement agreement with respect to the provision of a FAPE to their
daughter. As part of the agreement, the parents agreed to:
fully and forever release and discharge the School District and its
Board members, employees and agents from any and all claims . . . which
have or may have arisen as a result of the past actions or inactions of
the School District, its current and former Board members, employees
and/or agents . . . including those arising under the IDEA[,] . . .
Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794, the
Americans with Disabilities Act, 42 U.S.C. § 12101 et seq., their
respective implementing regulations, and 42 U.S.C. § 1983, up through
and including the effective date of this Agreement.
Id. at 281-82. In exchange, the District agreed to work with
an expert panel to create a plan to help the student transition back to
the local school. However, her return was unsuccessful, and in November
2003, the District filed an emergency motion to block stay put relief.
Thereafter, the student filed suit against the district, alleging
violations of the ADA, Section 504, and the Civil Rights Act. The suit was
dismissed based on theories of res judicata and claim preclusion;
the student appealed, arguing that she was not a party to the prior suit,
which her parents and the district settled by agreement.
The court rejected this argument, concluding that her parents had
"faithfully and firmly" represented her interests.
D. Resolution Sessions
1. Attorney's Fees
The case of Homer Central School District, re-affirms that
attorney's fees are not available at Resolution Sessions, and suggests
that it is improper for an attorney to proceed to a due process hearing to
obtain a fee award. 47 IDELR 145 (NY SEA Oct. 27, 2006). In November 2005,
the parent referred her 4th grader to the district's "Committee on
Special Education" (CSE). The CSE conducted evaluations and, at a
meeting, concluded that the child did not meet the criteria for
classification as a student with an educational disability. In May 2006,
the parent requested due process, alleging that the district failed to
comply with child find and failed to provide a FAPE, that the failure to
provide a FAPE resulted in the need for corrective services, failure to
conduct appropriate evaluations during the referral process, failure to
properly conduct the identification meeting, and failure to provide a
functional behavioral assessment and behavioral intervention plan. The
parent requested attorney's fees and expenses.
The parties held a resolution session, at which the district agreed to
convene a meeting and to resolve three of the five issues raised by the
parents, but refused to pay attorney's fees. The parties did not sign a
written agreement. Shortly thereafter, the team convened; after the
meeting, the parties believed that all of the parent's concerns had been
addressed and agreed to begin drafting an IEP immediately. The following
day, the parent's attorney acknowledged that all substantive issues had
been resolved, but that he intended to continue to proceed with the
hearing because the district refused to pay his attorney's fees. During
the drafting of the IEP, additional issues arose regarding the proposed
goals and objectives; accordingly, a hearing was held. Thereafter, the
hearing officer held that the issues raised in the request for due process
had been settled at the resolution session and with the IEP drafted by the
parties.
The parent appealed, arguing that the hearing officer erred on several
grounds, in accepting evidence of the settlement discussions, and in
failing to find that the district had violated the IDEA, including the
child find provision. The SEA affirmed, holding that the hearing officer
was not required to address matters that had been settled to the
satisfaction of both parties. "Where an alleged violation of the IDEA
has been remedied prior to or during an impartial hearing, there exists no
remaining controversy between the parties. Neither an impartial hearing
officer nor a State Review Officer is required to issue a decision
regarding an issue that will have no effect on the parties."
The court went on to suggest that it was improper for the parent's
attorney to proceed to a hearing after the resolution session, during
which the parent's substantive concerns had been resolved. The court noted
"that the IDEA expressly precludes attorneys' fees to be awarded for
an attorney's time during the resolution process or at a [Team] meeting,
unless convened as a result of an administrative proceeding."
Similarly, in D.D. v. District of Columbia, the court
reaffirmed the notion that "attorneys' fees for time actually spent
at a resolution session generally are not compensable under the
IDEIA." 470 F.Supp. 2d 1 (D.D.C. 2007). "Nevertheless, if a
settlement offer is rejected at the resolution session and the matter goes
forward, a parent is still entitled to attorneys' fees under the statute
for time spent on behalf of the client before and after the resolution
session if the parent ultimately is the prevailing party." The court
did note that the parties may discuss attorney's fees at a resolution
session, but if the matter proceeds to hearing, attorneys' fees may not be
awarded against the defendants for time spent attending the hearing.
2. Participation
Participation in the resolution session is mandatory, and the failure
to do so may result in dismissal of the due process request. Marinette
School District, 47 IDELR 143 (Wis. SEA Feb. 14, 2007). In that case,
the parent filed requests for due process on December 13, and 28, 2006.
The two requests were consolidated, and prehearing conferences were held
on January 10, 29, and 31, 2007. A resolution session was held on January
11, 2007; at that meeting, the parent proposed the remedies set forth in
her due process requests. The District did not have the opportunity to
present its proposed resolution, and another session was scheduled for
January 26, 2007. On January 23, 2007, parent provided the District with
her proposed remedy, including additional items that had not been
presented at the July 11 session. At the start of the January 26 session,
the parent informed the District that she would not proceed with the
session unless the district signed a confidentiality agreement; the
district refused and the meeting was canceled. On January 30, 2007, the
parent reiterated that she would not attend a resolution session unless
the District signed a confidentiality agreement.
On January 31, 2007, the District filed a motion to dismiss, alleging
that parent had failed to participate in the resolution session in
violation of 34 CFR § 300.510(b)(4). (2)
The parent requested that she have until February 9, 2007 to respond to
the motion; the request was granted but she did not object until February
13, 2007. In her objection, she alleged that the District had
inappropriately disclosed information related to the resolution session to
the hearing officer and requested that a new hearing officer be appointed.
The Hearing Officer ruled that the District had not inappropriately
disclosed information and granted the motion to dismiss, stating:
. . . I find that the Parent has not participated in good faith
resolution with the District as required by the IDEA.
Congress intended that the parties would cooperatively participate in
discussion to attempt to resolve disputes. In this case, the Parent's
proposed remedies to the issues in dispute were set forth at a meeting,
but the Parent refused to continue the meeting at a later date to
discuss the District's proposed resolutions without a confidentiality
agreement. The IDEA does not afford a parent the right to demand that
his or her participation in a resolution meeting be contingent upon the
District signing a confidentiality agreement.
E. Damages
1.
Reimbursement and Compensatory Education
The case of Jackson v. Ocean City Board of Education involved
a request for reimbursement and a request for compensatory education. 2007
U.S. Dist. LEXIS 21064 (United States District Court for the District of
New Jersey, Mar. 26, 2007). During the 1999-2000 school year, the student
attended his local public high school; he remained there for three years.
On July 17, 2002, the student's parents informed the district that they
were unilaterally placing him at a residential facility in Connecticut. He
attended that school for 2 years (repeating 11th grade and graduating in
2004). On August 1, 2002, parents filed a due process request, seeking
reimbursement and compensatory education. The Hearing Officer held that
the District had provided a FAPE during from the start of the 1999-2000
school year through the end of the 2000-2001 school year, but that it did
not provide a FAPE during the 2001-02 school year. Accordingly, he ordered
that the District reimburse the parents for the costs associated with one
year of placement at the residential facility; in his order, he referred
to this remedy as both "reimbursement" and as "compensatory
education."
On appeal, the court noted that "reimbursement" and
"compensatory education" are different remedies, with different
standards. Courts may award reimbursement when the student's IEP is
inappropriate and the private placement is proper. In contrast,
compensatory education "make[s] up for the earlier deprivation of a [FAPE]"; the "remedy is appropriate when the school knows or
should know that the student was receiving an inappropriate
education." Based on the hearing officer's finding that the District
had denied FAPE during the 2001-02 school year, the court affirmed the
award of one year of tuition as an award of compensatory education. The
court remanded the matter to the hearing officer for a determination of
the appropriateness of the IEP offered by the District during the 2002-03
school year, and whether the parents were entitled to reimbursement for
the costs associated with the private placement.
Practice Pointer: This case
illustrates the difference between two of the IDEA's remedies,
reimbursement and compensatory education.
In Mr. G. v. Timberlane Sch. District, the parents appealed
several administrative orders, alleging that the hearing officer erred in:
rejecting their claims that the district failed to implement the child's
IEP, failed to teach the child the general curriculum, failed to employ
properly or adequately trained teachers, held a team meeting without them,
failed to provide them with their child's educational records, improperly
denied their request for a private placement, and improperly denied their
request for compensatory education. 2007 DNH 2 (2007). The court rejected
all of parents arguments, noting that parents "rel[ied] solely on
their own opinions and observations," and that "[a]side from Ms.
K's subjective opinion that EG performed well during home-schooling, that
her work declined upon attending Timberlane, and that EG was unhappy at
school," there was no evidence to bolster their case. In addition,
"there [was] no evidence that Ms. K. possess (sic) the educational
qualifications or credentials to credibly assess EG's schoolwork or
progress." In contrast, the District had "credible testimony
from numerous sources, all of which support the hearing officer's ruling
that the District properly implemented the IEP and the modified
curriculum."
The court also found that the district provided parents with a
reasonable opportunity to participate in meetings. In 2003, parents
attended a team meeting and signed off on their child's IEP. Thereafter,
they failed to attend meetings, and when they did attend, they made
"sweeping and unqualified declarations of what [they] felt EG needed
and refused to engage in a dialogue with the District regarding EG's
education." In addition, the evidence showed that the district made
EG's educational records available upon request. Thus, the district did
not preclude the parents from participating in the IEP process.
The parents also argued that the hearing officer erred in dismissing
their request for compensatory education on the basis that they sought an
improper remedy for the alleged violation (testing without parental
consent). The court affirmed, noting that there was "no violation by
the District where the IEP required no prior consent to test EG, nor [did
the court] believe compensatory education would be the proper remedy for
the alleged violation."
Practice Pointer: Compensatory
education is an equitable remedy, available in limited circumstances, and
not for every alleged procedural violation of the IDEIA.
In Mr. I. v. Maine School Administrative District 55,
discussed above, the parents filed a cross-appeal, arguing that the
District Court erred in denying their request for reimbursement and in
failing to explicitly order the district to provide compensatory education
as a remedy for the denial of IDEA services. The First Circuit held that a
private placement cannot be "described as 'reasonably calculated to
enable the child to receive educational benefit' if the private school
does not offer at least 'some element of special education services in
which the public school placement was deficient.'" 2007 U.S. App.
LEXIS 5128, 65 (1st Cir. Mar. 5, 2007) (citations omitted). The court went
on to state that "[t]o hold otherwise would, in essence, embrace the
argument we [previously] explicitly rejected . . . that the IDEA entitles
a parent, at public expense, to 'seek any alternative school she wishes if
the public education is inadequate.'" Id. In this case, the
parents placed the child at a private school; however, the school chosen
by the parents did not offer the special education services recommended by
the child's mental health providers. Thus, the parents were not entitled
to reimbursement.
The appellate court also affirmed the district court's denial of the
parents' request for compensatory education. At the administrative level,
the Hearing Officer had ordered the child's team to convene a meeting to
develop an IEP for the child. The court noted that the child's IEP
"necessarily [would] take into account the effect of the School
District's failure to identify and offer special education services
earlier," and declined to order compensatory education, because the
team could "better assess 'what special education [the child] needs
at this point.'" Id. at 69-70. On the facts of this
particular case, the court declined to provide the team with
"guidelines" to govern the resolution of the parents'
compensatory education claim.
2. Compensatory Damages
Parents cannot obtain monetary damages for alleged violations of the
IDEIA. Burke v. Brookline School District, No. 06-cv-317, 2007
DNH 12 (2007). In this case, the parents filed a complaint with the United
States District Court for the District of New Hampshire, on their own
behalf. Parents sought $250,000.00 in damages, alleging a claim under
Section 1983 for alleged violations of the ADA, Section 504, the IDEA and
FERPA. The District moved to dismiss the complaint, asserting that the
plaintiffs failed to state a claim on which relief may be granted.
The district argued that the parents' complaint alleged violations of
the ADA, Section 504, FERPA and Section 1983 that were based on rights
guaranteed by the IDEIA; since monetary damages are not a remedy for an
alleged violation of the IDEIA, parents had failed to state a claim for
relief. Parents objected, asserting that the District retaliated against
them in violation of the ADA and Section 504. They argued "that
because of their advocacy on behalf of their children, the District
engaged in retaliation, coercion, intimidation and interference;
activities which are prohibited by the ADA . . . and that the District as
a matter of policy and practice failed to carry out the requirements of
Section 504 that pertain to parents' rights."
Parents asserted that the District retaliated against them in violation
of the ADA by coercing them into signing a settlement agreement to resolve
a dispute about an independent evaluation, that the District interfered
with their access to grievance procedures to address the dispute about the
evaluation, that District personnel retaliated against them because of the
plaintiffs' complaints and disputes about the educational services
provided to their children, and that District staff members fueled
negative attitudes toward them among staff at a private placement,
demanded access to medical and mental health records to be used in
litigation of parents' complaints, changed the evaluation policy to
exclude the parents' chosen independent evaluator, conditioned an IEP on
the parents' consent to a psychiatric evaluation, and provided inferior
services and treatment that did not comply with the IDEA. The court held
that these claims are "closely related to the identification,
evaluation, and educational placement of their children for purposes of
achieving" a FAPE, and that the parents failed to "allege an
independent claim under the ADA." Instead, parents alleged "an
IDEA-based claim in the guise of the ADA"; therefore, the ADA claim
was dismissed.
The court dismissed the Section 504 claims for similar reasons, noting
that the Section 504 regulations parents cited to "in support of
their claim provide the same requirements and procedures for ensuring a
free and appropriate public education that are required under the
IDEA." Thus, the Section 504 claim was dismissed.
This decision has been appealed to the First Circuit.
F. Stay-Put
In Marple Newtown School District v. Rafael N., the court held
that an administrative ruling that required the district to find a more
appropriate placement for a student with a disability altered the
student's stay-put placement. No. 07-0558, 2007 U.S. Dist. LEXIS 17449, 47
IDELR 190 (E.D. Pa. Mar. 8, 2007). The parents filed a motion for a
preliminary injunction, seeking an order compelling the district to
implement a December 20, 2006 Opinion and Order of the Special Education
Appeals Panel. In November 2001, the student began attending a residential
facility (as a district placement), where he received life skills
instruction and two hours of ESL per week. In 2002, he was transferred to
another unit (within the same school), and the ESL services ceased.
Parents believed that this placement was not appropriate because the ESL
services were not provided, his epileptic condition was not accommodated
and there was no transition planning.
In June 2006, the parents filed a due process complaint regarding
placement. After a hearing, the hearing officer held that the district had
not denied the student a FAPE. This decision was reversed on appeal; by
order dated December 20, 2006, the appeals panel held that the district
had denied the student a FAPE and ordered it to create and implement an
appropriate IEP. The district appealed the decision, and the student filed
a motion for a preliminary injunction, seeking to compel the
implementation of the December 20, 2006 order.
The court granted the motion, holding that the district's failure to
comply with the December 20, 2006 order was a violation of the student's
right to FAPE.
G. Federal Complaints
1. Enforcing
Administrative Decisions
In L.J. v. Audubon Bd. of Educ., the United States District
Court for the District of New Jersey held that it had jurisdiction, under
§ 1983, over a suit that sought to enforce an administrative decision.
The Hearing Officer ordered the district to provide special education
services to a student with a disability; the student filed a § 1983 suit,
alleging that the district had failed to comply with the order. The court
held that §1983 gave it jurisdiction over the suit, and denied the
district's motion to dismiss.
2. Additional Evidence
When a party aggrieved files a civil action, appealing a due process
decision, the State court or district court of the United States
"shall receive the records of the administrative proceeding." 20
U.S.C. § 1415(i)(2)(C)(i). In addition, the courts "shall hear
additional evidence at the request of a party." Id. at §
1415(i)(2)(C)(ii).
The First Circuit Court of Appeals has held that a party seeking to
introduce additional evidence in an appeal brought under the IDEA must
"provide some solid justification for doing so." Roland M.
v. Concord Sch. Comm., 910 F.2d 983, 996 (1st Cir. 1990). When
deciding whether to admit additional evidence, the court "should
weigh heavily the important concerns of not allowing a party to undercut
the statutory role of administrative expertise, the unfairness involved in
one party's reserving its best evidence for trial, the reason the witness
did not testify at the administrative hearing, and the conservation of
judicial resources." Burlington v. Dep't of Educ., 736 F.2d
773, 791 (1st Cir. 1984).
Recently, the United States District Court for the District of New
Hampshire denied a parents' motion to admit additional evidence, holding
that "[n]o 'solid justification' has been shown warranting additional
evidence in this forum on appeal." K.R. v. Brookline School
District, (D.N.H. Dec. 26, 2006). In reaching this decision, the
court noted that "[a]dministrative due process hearings in this
context are not meant to be marathons limited only by counsel's desire to
continue to jog; the hearing officer can and should require parties and
counsel to focus on the relevant issues, and to get to the point,
presenting witnesses and evidence effectively and in a focused manner, and
counsel and parties ought to be able to do so."
In contrast, in R.F. v. Warwick Sch. Dist., the United States
District Court for the Eastern District of Pennsylvania allowed parents to
supplement the administrative record with additional material that
post-dated the administrative hearing and the time the disputed IEP was
prepared. No. 06-257, 47 IDELR 9 (E.D. Pa. Dec. 21, 2006). In September
2003, the District offered an IEP, which parents accepted on an interim
basis. In the meantime, the parents had filed a request for due process,
challenging the appropriateness of the IEP and seeking to obtain
compensatory services for the period of December 2001 through September
2003. The Hearing Officer held that the district had offered a FAPE, but
had failed to offer appropriate services during the period of December
2001 through October 2002 and during the summer of 2003. Accordingly, he
ordered the district to provide compensatory education. Both parties
appealed to the state level review officer, which upheld the decision that
the IEP was appropriate and eliminated most of the compensatory education
award.
Parents appealed that decision to the federal court, alleging that the
appeals panel failed to apply the appropriate standard for determining
compensatory education and that it failed to apply the appropriate
standard for determining the appropriateness of the IEP. Parents sought to
supplement the administrative record with several documents
(3) that were generated during a four-month period subsequent to
the development of the IEP, arguing that the documents were
"essential to prove that the IEP had no chance of being
successful." The court granted this request, "believ[ing] it
would be beneficial in resolving this appeal to have before it the
additional information Plaintiff proposes to submit." Compare Id.
with Schroll v. Board of Education Champaign Community Unit School
District #4, 2007 U.S. Dist. LEXIS 14776, 47 IDELR 160 (C.D. Ill.
2007) (denying parents request to admit new evidence "which
reportedly contradicts a premise of the defense which the Impartial
Hearing Officer may have accepted tends to convert the instant proceedings
into a trial de novo" and receipt of the evidence would be
prejudicial to the district).
In R.P. v. San Ramon Valley Unified School District, 2007 U.S.
Dist. LEXIS 33868, 47 IDELR 296 (N.D. Cal. April 25, 2007), the United
States District Court for the Northern District of California allowed the
district conduct discovery to recreate testimony that was presented to the
hearing officer. After the administrative proceeding was appealed, the
parties learned that large portions (four of six days of testimony) of the
record were missing, possibly because of a recording failure. Accordingly,
the court granted the district's motion for discovery and to supplement
the administrative record.
H. Attorney's Fees
1.
Prevailing Parties May Recover Reasonable Attorney's Fees, Regardless of
the Terms in a Fee Agreement
Fee agreements do not preclude parents from recovering their reasonable
attorney's fees under the IDEA. Santy v. Charter Oak Unified School
District, 220 Fed. Appx. 712 (9th Cir. 2007). In this case, the
parents had signed a fee agreement with an attorney, who had agreed to
represent them in a FAPE dispute for $1,500.00. The parents prevailed in
the administrative proceeding, and sought fees. The district court awarded
$1500.00, the fee negotiated in the agreement, without calculating the
reasonable number of hours expended by the attorney at a reasonable hourly
rate. The Ninth Circuit Court of Appeals held that this was an error, and
that the court should have computed the reasonable value of the services
provided by the attorney throughout the course of the litigation.
2. Parents
Must Prevail on a Significant Issue
In J.K. v. Fayette County Board of Education, 2006 U.S. Dist.
LEXIS 56792 (E.D. Ky. Aug. 1, 2006), the court denied parents request for
attorney's fees, finding that the hearing officer's order "did not
bring about a material alteration of the parties' legal
relationship." The fact that the court ordered the district to
convene a team meeting to develop a proper IEP, did not bring about a
material change because the LEA was not required "to take any
affirmative action that it had not already taken or planned to take in the
future." In addition, the court held that the parent was not a
prevailing party because he did not "succeed on a significant issue.
A party does not succeed on a significant issue in litigation simply
because a district court rules in its favor." The plaintiff's request
for reimbursement was denied; accordingly, the finding that the district
had failed to provide a FAPE, "while favorable to the plaintiffs,
does not constitute success on a significant issue in this
litigation."
3. District
May Proceed with Claim for Fees
The IDEA permits courts to award fees to prevailing districts against
the attorney of a parent who files a complaint or subsequent cause of
action that is frivolous, unreasonable, or without foundation, or against
the attorney of a parent who continued to litigate after the litigation
clearly became frivolous, unreasonable, or without foundation; or . . .
against the attorney of a parent, or against the parent, if the parent's
complaint or subsequent cause of action was presented for any improper
purpose, such as to harass, to cause unnecessary delay, or to needlessly
increase the cost of litigation. 20 U.S.C. § 1415(i)(3)(a)(i)(II)-(III).
One district has filed a counter-claim against parents, arguing that
their request for due process and their appeal "was and continues to
be made for an improper purpose." Taylor P. v. Missouri Dep't of
Elementary & Secondary Education, 2007 U.S. Dist. LEXIS 19771 (W.D.
Mo., Mar. 20, 2007). The district alleged that the parents failed to
notify it of the student's hearing loss diagnosis, failed to request a
reevaluation of the IEP in light of that diagnosis, unilaterally enrolled
the student at a private school without notifying the district and without
requesting reimbursement in accord with the provisions of the IDEA,
delayed the due process proceeding, and ignored warnings from the
district's lawyers that the district viewed the complaint as frivolous
because the parents had failed to comply with the IDEA's requirements for
reimbursement. The court held that, at the early stage of litigation, it
could not say that the district could not prove any set of facts
demonstrating an improper purpose on the part of the parents, and denied
the parents' motion to dismiss.
Return to Table of
Contents
VIII.
Section 504 and the ADA
A. Report Cards and
Transcripts
OCR has opined that Section 504 and the ADA do not prohibit districts
from indicating, on report cards, that a student is receiving special
education or related services, as long as the information is presented in
a manner that provides parents with information about the students'
progress or level of achievement in specific classes, course content, or
curriculum. California (CA) Department of Education, 47 IDELR 45 (OCR
2006). However, reports cannot indicate that a student has an IEP or is
receiving a related service, without a meaningful explanation for the
student's progress, such as a grade or other evaluative standard
established by an LEA. Section 504 and the ADA require LEA's to provide
students with disabilities report cards that are as meaningful as the
report cards provided to students without disabilities. "Without more
meaningful information, a report card that indicates only special
education status provides the student with a disability with a benefit or
service that is different from and not as effective as the benefit or
service that is provided through the report card to students without
disabilities."
In contrast, Section 504 and the ADA prohibit districts from stating,
on a transcript, that a student received special education or related
services. Id. This is because the "transcript is generally
intended to inform postsecondary institutions or prospective employers of
a student's academic credentials and achievements," and "[i]nformation
that a student has received special education or related services or has a
disability does not constitute information about the student's academic
achievements." The transcript may, however, indicate that a student
took a specific class with a modified or alternative curriculum.
"This is consistent with the transcript's purpose of informing
postsecondary institutions and prospective employers of a student's
academic achievements."
B. Extra-Curricular
Activities
1. Sports
a. Reasonable Accommodations
Section 504 and the ADA require districts to make reasonable
accommodations, but does not require them to provide accommodations that
fundamentally alter the nature of a sporting event. Badgett v. Alabama
High Sch. Athletic Ass'n, 2007 U.S. Dist. LEXIS 36014 (N.D. Ala. May
3, 2007). In this case, the parents of a student who uses a wheelchair for
mobility filed suit, seeking a preliminary injunction
(4) ordering the district to permit the student "to
participate alongside able-bodied athletes, and [to add] her individual
points to [the school's] team total in the able-bodied track and field
division." Id. The student, an active member of the school's
track and field team with nine Junior National Records for girls with
cerebral palsy, had been competing at high school track events "in a
wheelchair division separate from the able-bodied division." Her
times were recorded at each meet, and the wheelchair athletes with the
eight fastest times in each event would advance to the state championship
without having to compete in a qualifying meet. Once in the state meet,
the wheelchair athletes would compete for the state championship in the
wheelchair division. During the 2007 track and field season, the student
was the only competitor in the wheelchair division in the entire state.
Prior to the state championship, the Alabama High School Athletic
Association agreed to allow the student to compete (in the wheelchair
division) in four track and field events of her choice; if she finished
first in any of those events, she would be awarded a medal identical to
other student-athletes who win the individual state championship. "In
addition, [her high school] will win a state championship trophy for the
wheelchair division identical to the championship trophy awarded to other
member schools that win the able-bodied division."
The court denied the motion for preliminary injunction, holding that,
to the extent the defendants were required to, (5)
they met the obligation to modify the track and field program by
establishing a separate wheelchair division for track and field. At the
outset, the court noted that neither the ADA nor the Rehabilitation Act
require a public entity to adopt the best modification or the modification
requested by a person with a disability; rather, they require only a
reasonable accommodation. Id. (emphasis in original). The court
held that the modifications requested by the student were not reasonable.
"In deciding what is reasonable in the context of a high school
athletic programs, considering both competitive and safety concerns is
appropriate." The court also held that the defendants were not
required to include the student's points as part of her team total,
because doing so would alter the fundamental nature of the track and field
event program.
Practice Pointer: When making
reasonable accommodations to sporting events, districts may take into
consideration safety concerns. In addition, districts are not required to
make accommodations that would fundamentally alter the nature of the
service, program, or activity, including sporting events.
b. Discrimination
Districts do not violate Section 504 or the ADA by limiting
participation in a team sport due to skill level. Festus (MO) R-VI School
District, 47 IDELR 17 (OCR July 19, 2006). A student with a learning
disability filed a complaint with the Office of Civil Rights
("OCR"), alleging that the District's varsity volleyball coach
failed to afford her the same opportunity to participate in volleyball
activities as non-disabled players, particularly with regard to the amount
of playing time and coaching. The student alleged that she was one of the
top six players on the team, was the only player with an IEP, and was
treated differently by frequently being excluded from games. OCR dismissed
the complaint, finding that, while the student was a "very capable
athlete, she was not considered one of the top six volleyball players by
at least three coaches who were familiar with her level of play" and
that the amount of playing time the student received was based on the
coach's assessment of her skill level. Thus, the district did not
discriminate against the student in violation of Section 504 or the ADA.
Similarly, in McFadden v. Grasmick, the plaintiff filed suit
under Section 504, the ADA, and § 1983, seeking declaratory and
injunctive relief regarding the manner in which the defendants operated
the statewide system of track and field competition. McFadden, a
student-athlete who uses a wheelchair, alleged that the defendants
unlawfully discriminated against her because their rules and protocols for
assigning team points in state track and field competition precluded her
from earning points for her team. the United States District Court for the
District of Maryland denied McFadden's motion for a preliminary
injunction, holding that it was unlikely that she would establish that the
defendants discriminated against her by maintaining a difference in the
opportunity of wheelchair racers, in contrast to non-wheelchair racers, to
earn points for teams.
Nor did the Indian River County School District discriminate against a
deaf teenager when it failed to provide a sign language interpreter to
assist a student on the basketball team. Indian River County (FL) School
District, 47 IDELR 232 (OCR May 4, 2006). The student alleged that the
District failed to provide her with a FAPE by denying an interpreter for
sports. OCR disagreed, finding that the student's Team had agreed that the
student required an interpreter for academic purposes, but did not discuss
whether the student would have interpretive services during sporting
practices and games. Alternate methods of communication were established,
and student's playing time was not reduced because of the lack of
interpreter, nor did the lack of the interpreter deny the student an equal
opportunity to participate in games and practices. Thus, the District did
not violate Section 504.
2. Clubs
In Lewis Palmer (CO) School District, #38, a student with a Section 504
plan was prevented from attending an overnight drama conference because
the drama teacher was concerned about taking the child on an overnight
trip. 47 IDELR 111 (OCR June 13, 2006). The Plan did not limit his
participation in extracurricular activities nor did it require special
transportation. The teacher's concerns stemmed from information she had
read about in the 504 Plan, or that she had observed, and which she
believed were caused by his disability. The school principal agreed and
un-registered the student from the trip. After the student complained, he
was re-registered under the principal's name, separate from the school
drama group. His parents drove him to the conference; he attended classes
and the closing ceremony, but was not able to participate in his school's
event or in his individual event. In addition, he did not lodge with the
student groups. The parent filed a complaint with OCR, alleging that the
district discriminated against the student. OCR agreed, finding that the
504 Plan did not contain any modifications with regard to participation in
extracurricular activities, and that there were not safety concerns
regarding participation in those activities. In addition, the district's
actions did not comply with its special education Manual, which requires
each student with a disability to participate with non-disabled children
in extra curricular activities to the maximum extent appropriate to the
needs of the student.
C. Discipline
OCR recently dismissed a complaint alleging that a district violated
Section 504 by disciplining a student for ADHD-related behavior during the
2004-05 school year. Greater Amsterdam (NY) School District, 47 IDELR 270
(OCR May 23, 2006). The parents alleged that they had informed the
District that the student had been diagnosed with ADHD and that the
District disciplined the student for behaviors relating to that diagnosis
without determining whether the behavior was related to the student's
disability. OCR found that the Child Study Team met in the fall of 2004,
but did not refer the student for an evaluation because they did not
believe that the behavioral issues were related to the student's ADHD or
other disability. Parents did not request an evaluation until February
2005, and the Student did not have a plan addressing discipline. The
District was not required to modify its discipline procedures, and the
student was disciplined in accord with the District's discipline
procedures. Accordingly, the District did not inappropriately discipline
the student prior to the implementation of his 504 Plan.
D. Exhaustion of
Administrative Remedies
The United States Court of Appeals for the Ninth Circuit recently
affirmed the principle that plaintiffs must exhaust administrative
remedies before filing a civil lawsuit if they seek relief for injuries
that could be redressed to any degree by the IDEA's administrative
procedures. Kutasi v. Las Virgenes Unified School District, 2007
U.S. App. LEXIS 17147 (9th Cir. July 19, 2007). The student, an autistic
11-year old child, attended public school in the morning and received home
schooling in the afternoon. Three days before the start of the 2004-05
school year, the district proposed placement at a special day class; the
parents rejected this offer and the parties "continued to differ over
the kind of educational and related services to be provided" to the
student. The student attended general education classes for the first
three days of the 2004-05 school year; on the fourth day, the principal
prevented him from attending, stating that he was not properly enrolled.
Thereafter, the student was home schooled pursuant to a stay put order.
The parents filed a complaint in March 2005 in the federal district
court for the Central District of California, alleging that the defendants
violated Section 504 and § 1983 and identifying 18 alleged
"retaliatory and discriminatory" actions. The District moved to
dismiss, arguing that the parents had failed to exhaust their
administrative remedies. In the meantime, the District filed a request for
due process, seeking an order that the August 2004 IEP proposed by the
District was appropriate. While the due process proceeding was pending,
the federal court granted the motion to dismiss, holding that the parents
failed to exhaust administrative remedies prior to filing suit in federal
court. After the federal suit was dismissed, the hearing officer issued an
order, finding that the IEP did not provide a FAPE. Parents appealed the
dismissal of their federal suit, arguing that the court erred when it held
that they were required to exhaust their administrative remedies.
On appeal, the parents raised two arguments; first, they argued that
the IDEA does not provide parents with any administrative remedies to
exhaust. The court rejected this argument, noting that "[t]he IDEA
defines one of its purposes as seeking 'to ensure that the rights of
children with disabilities and parents of such children are protected.
[Parents] interpret this language to mean that the IDEA and its
administrative procedures protect only the rights of disabled children.
But the Supreme Court recently rejected this interpretation, concluding
that the word rights in the quoted language refers to the rights of
parents as well as the rights of the child." (internal quotations and
citations omitted).
The court also rejected the parents' argument that exhaustion would be
futile, holding that the parents alleged injuries that could be redressed
to some degree by the administrative procedures and remedies.
Fraser v. Tamaplais Union High School District, 2006 U.S.
Dist. LEXIS 32826 (N.D. Cal. May 17, 2006). In that case, the plaintiffs
alleged that the district failed to notify them that their son was
eligible for services under Section 504, failed to provide him with
necessary accommodations, and violated Section 504 by denying him the
right to participate in athletic programs maintained by the district.
Plaintiffs sought compensatory damages and requested that the court order
that the district inform students and parents of the rights and benefits
of Section 504, and that the district comply with the provisions of
Section 504. The district moved to dismiss, arguing that the parents
failed to exhaust their administrative remedies, as required by the IDEA.
The plaintiffs alleged that the District's failure to provide their son
with a Section 504 program caused his grades to decline, which resulted in
his exclusion from the football team.
In granting the district's motion, the court noted that, when
determining whether a plaintiff is seeking relief available under the
IDEA, "the dispositive question generally is whether the plaintiff
has alleged injuries that could be addressed to any degree by the IDEA's
administrative procedures and remedies. If so, exhaustion of those
remedies is required. . . . Where the IDEA's ability to remedy a
particular injury is unclear, exhaustion should be required to give
educational agencies an initial opportunity to ascertain and alleviate the
alleged problem." Id. (citation omitted). The court found
that all of the student's "asserted injuries ar[o]se from the manner
in which the District provided him with, or did not provide him with, a
free public education. Such injuries are of the type that could be
redressed, at least to some meaningful degree, by the administrative
procedures and remedies available under the IDEA." Id.
The court rejected the plaintiff's assertions that exhaustion would be
futile, holding that the "[p]laintiffs have not shown that an
administrative complaint challenging the asserted failure of the District
to prepare an individualized education plan for [the student] would be
futile. Indeed, the exhaustion requirement is designed to give 'agencies
the first opportunity to correct shortcomings in their educational
programs for disabled students." Id. (internal quotations
and citation omitted).
The court also rejected plaintiff's argument that exhaustion was not
required because they were seeking damages for "mental and emotional
injuries that are non-educational." Id. (citation omitted).
The court stated:
Although damages are not available under the IDEA, a plaintiff cannot
avoid the IDEA's exhaustion requirement even by limiting a prayer for
relief to such money damages. Exhaustion of administrative remedies
under the IDEA is required if the IDEA provides relief suitable to
remedy the wrong done the plaintiff, which may not always be relief in
the precise form the plaintiff seeks.
Id. (internal quotations and citations omitted).
E. Retaliation
Under the Rehabilitation Act, a parent who is not disabled may assert a
retaliation claim on behalf of his child. Vives v. Fajardo, 2007
U.S. App. LEXIS 187 (1st Cir. Ct. of Appeals, Jan. 5, 2007). In Vives,
the parents brought suit against the Secretary of Education and three
employees of the Puerto Rico Department of Education, alleging that the
defendants retaliated against the parents, who had filed a discrimination
complaint with the Office of Civil Rights, by informing the Puerto Rico
Department of Family (DOF) that the parents were negligent.
The defendants moved for summary judgment, asserting that there was no
evidence from which a jury could conclude that their decision to notify
DOF was motivated by retaliatory animus. The district court granted the
motion and the First Circuit affirmed. The courts found that the
defendants had contacted the parents because the child had suffered
convulsions and showed signs of other illnesses at school and that the
parents had informed them that they were "too busy" during the
day and that the school should call 911 if there was an emergency. In
addition, the child had come to school with bruises on his arms. On these
facts, the court found that the defendants had a sufficient basis to
believe that the child was being abused or neglected and that they made
the report to DOF in accord with their legal duty to report situations of
abuse or neglect against a minor.
Similarly, in Gwinnet County (GA) School District, OCR dismissed a
complaint from a parent who alleged that the district changed her son's
placement because she made complaints about bullying. 47 IDELR 75 (OCR
2006). OCR found that the district had a legitimate, nondiscriminatory
reason for the placement decision û the new school had a self-contained
classroom for students with emotional and behavioral disorders, and
"[t]he placement decision was based on the difficulties the student
experienced throughout the previous school year in the larger classroom
setting, and the IEP [Team] felt that the student required more individual
attention than was being provided pursuant to the current IEP." Id.
Thus, OCR concluded that the parent could not establish retaliation.
F. Monetary Damages
Hearing Officers cannot award monetary damages for intentional
violations of Section 504. Albert & Boston Public Schools, BSEA
#06-6508 (Mass. Bureau of Special Education Appeals Mar. 9, 2007). In June
2006, the Boston Public Schools determined that the Student was eligible
under Section 504 of the Rehabilitation Act, but not eligible for special
education services. The school proposed a Section 504 plan; the student
filed a request for due process, seeking, among other things, compensatory
damages. The school moved to dismiss, arguing that administrative hearing
officers do not have the authority to award monetary damages under Section
504. The student objected, arguing that the First Circuit has held that
compensatory damages may be awarded for intentional violations of Section
504. The Hearing Officer held that it did not have the authority to award
monetary damages, but that it did have the authority to order other forms
of relief under Section 504. Accordingly, it dismissed the claim for
monetary damages but permitted the student to proceed with the Section 504
claim for non-monetary damages (services or accommodations necessary to
put Student in the same position he would have occupied but for the
Section 504 violation).
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IX.
Section 1983
A.
The IDEA Cannot be Enforced through a § 1983 Lawsuit
A.W. v. The Jersey City Public Schools, No. 05-2553, 2007 U.S.
App. LEXIS 12167 (3d. Cir. May 24, 2007).
Facts: AW filed suit in the United States District Court for the
District of New Jersey, alleging that New Jersey officials failed to
comply with federal law and, as a result, deprived him of a FAPE. AW also
brought claims against the Director of the Office of Special Education
Programs for the New Jersey Department of Education (NJDOE), and the
Coordinator of Compliance at the NJDOE. AW alleged that the two officials
conducted an inadequate investigation and provided no relief to AW,
despite ample evidence of his disability. He sought to hold them
personally liable under §1983 for violations of his rights under the IDEA
and Section 504 of the Rehabilitation Act. The district moved for summary
judgment, arguing, in part, that § 1983 could not be used to remedy
alleged violations of the IDEA and Section 504. The District Court denied
the motion, holding that the IDEA could be enforced through an action
under § 1983 based on the court's decision in W.B. v. Matula, 67
F.3d 484 (3d Cir. 1995).
Held: Neither the IDEA nor Section 504 can be enforced through an
action under § 1983.
Reasoning: The provisions of the IDEA permitting parties to file
administrative decisions and to bring a civil action with respect to the
issues presented in the administrative complaint "create an express,
private means of redress." Thus, § 1983 is not available to remedy
violations of IDEA-created rights, absent some 'textual indication, express
or implicit, that the statutory remedy is to complement, rather than
supplant, § 1983." Id. at 31-32 (citing Rancho PalosVerdes
v. Abrams, 544 U.S. 113 (2005)).
The court rejected the argument that 20 U.S.C. § 1415(l) indicated
that Congress intended the remedies in the IDEA to complement, rather than
supplant, § 1983. Instead, the court reasoned that "this provision
merely evidences Congresses' intent that the claims available under §
1983 prior to the enactment of the [IDEA] continue to be available after
its enactment." Id. The IDEA includes a judicial remedy for
violations of any right 'relating to the identification, evaluation, or
educational placement of a child, or the provision of a [FAPE] to the
child. Thus, Congress did not intend §1983 to be available to remedy
violations of the IDEA.
With respect to Section 504, the court reasoned that "[e]ven
though there is no express, private right of action within Section 504,
Congress clearly incorporated, through adoption of Title VI's remedial
scheme, a private, judicial remedy for violations of the statute."
Thus, "[f]ollowing,Rancho Palos Verdes, we will ordinarily
infer that when a private, judicial remedy is available for alleged
statutory violations, this remedy is intended to be exclusive. There is
nothing in Section 504 that undercuts this inference or causes us to
conclude that Congress intended to allow § 1983 to be available to remedy
Section 504 violations such as those alleged by A.W."
The majority of the Appellate Courts, including the First Circuit Court
of Appeals, have held that § 1983 cannot be used to enforce the IDEA.
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Notes
1. The court referenced the definition of "Serious
Emotional Disturbance" contained in the federal regulations:
(I) The term means a condition exhibiting one or more of the following
characteristics over a long period of time and to a marked degree that
adversely affects a child's educational performance
(A) An inability to learn that cannot be explained by intellectual,
sensory, or health factors;
(B) An inability to build or maintain satisfactory interpersonal
relationships with peers and teachers;
(C) Inappropriate types of behavior or feelings under normal
circumstances;
(D) A general pervasive mood of unhappiness or depression; or
(E) A tendency to develop physical symptoms or fears associated with
personal or school problems.
(ii) The term includes schizophrenia. The term does not apply to
children who are socially maladjusted, unless it is determined that
they have a serious emotional disturbance.
2. This provision states that, if the LEA is unable
to obtain the participation of the parent in the resolution meeting after
reasonable efforts have been made (and documented in accord with 34 CFR
§300.322(d)), the LEA may, at the conclusion of the 30-day period,
requested that the hearing officer dismiss the complaint.
3. The documents were: 1) a letter from the
Department of Education, summarizing "the District's complaint that
its request in October 2003 for interagency involvement in assisting with
[student's] programming had not been honored, that [student's] staff had
resigned , and that [student's] behavior was too aggressive to be managed
under the existing IEP and placement"; 2) letters from the District's
counsel "describe[ing] the danger in which [student] and all staff
and peers in the classroom find themselves, . . . and the District's
agreement to utilize the services of an internationally known autism and
behavior specialist . . . to reconfigure the IEP"; and, 3) written
prior notice recommending a change in placement from the school program to
home instruction. Parents also sought to introduce testimony of the
student's father, describing escalating behaviors and the inability of the
staff to educate him under those circumstances.
4. Before ordering a preliminary injunction, the
courts must evaluate the following four factors: 1) the likelihood of
irreparable harm to the plaintiff if the injunction is denied; 2) the
likelihood of harm to the defendant if the request is granted; 3) the
likelihood that plaintiff will succeed on the merits, and 4) the public
interest.
5. The parties disputed whether the student was a
"qualified individual with a disability" under the ADA and the
Rehabilitation Act. The Defendants argued that "the essential
eligibility requirements of able-bodied track and field include specific
physical qualifications, such as the ability to run and jump, which [the
student] does not possess and that cannot be achieved with a reasonable
modification." The court noted that "legitimate physical
qualifications may in fact be essential to participation in particular
programs," but declined to address the dispute, instead deciding to
resolve the case based on the reasonableness of the requested
modifications.
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